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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 2 of 3  ·  47 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 EGY VAALCO ENERGY INC Energy 1,026.0 $4K 0.00% NEW $3.64 +61.3%
22 NNN NNN REIT INC Real Estate 90.0 $4K 0.00% NEW $39.63 +13.5%
23 FTCA PUTNAM ETF TRUST 476.0 $3K 0.00% NEW $7.31 -0.6%
24 DRIV GLOBAL X FDS 106.0 $3K 0.00% NEW $29.47 +34.0%
25 ATAIBECKLEY INC COM 700.0 $3K 0.00% NEW $4.09
26 MICC MAGNUM ICE CREAM CO NV ORD Consumer Defensive 175.0 $3K 0.00% NEW $15.85 +2.6%
27 VOX VANGUARD WORLD FD 14.0 $3K 0.00% NEW $193.64 +1.2%
28 VHT VANGUARD WORLD FD 9.0 $3K 0.00% NEW $287.89 -3.9%
29 VFH VANGUARD WORLD FD 19.0 $3K 0.00% NEW $133.47 -4.8%
30 VAW VANGUARD WORLD FD 12.0 $2K 0.00% NEW $207.58 +9.2%
31 VPU VANGUARD WORLD FD 13.0 $2K 0.00% NEW $185.08 +5.3%
32 VIS VANGUARD WORLD FD 8.0 $2K 0.00% NEW $298.38 +11.7%
33 VCR VANGUARD WORLD FD 6.0 $2K 0.00% NEW $394.00 -0.3%
34 VDC VANGUARD WORLD FD 10.0 $2K 0.00% NEW $211.20 +8.8%
35 QUAL ISHARES TR 10.0 $2K 0.00% NEW $198.60 +7.1%
36 XLU SELECT SECTOR SPDR TR 40.0 $2K 0.00% NEW $42.70 +5.4%
37 SPYV SPDR SERIES TRUST 30.0 $2K 0.00% NEW $56.80 +6.7%
38 BIZD VANECK ETF TRUST 100.0 $1K 0.00% NEW $14.18 -11.7%
39 MTUM ISHARES INC 4.0 $1K NEW $250.25 +20.7%
40 ISHARES TR 16.0 $727.0 NEW $45.44
Page 2 of 3  ·  47 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%