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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $234M AUM Filed Oct 29, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 871 New
Page 38 of 44  ·  871 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
741 JMTG J P MORGAN EXCHANGE TRADED F 39.0 $2K 0.00% NEW $51.00 -1.3%
742 UAL UNITED AIRLS HLDGS INC Industrials 20.0 $2K 0.00% NEW $96.50 +1.6%
743 ACH OWENS & MINOR INC Healthcare 400.0 $2K 0.00% NEW $4.80 -43.5%
744 CPA COPA HOLDINGS SA Industrials 16.0 $2K 0.00% NEW $118.81 +15.4%
745 EL LAUDER ESTEE COS INC Consumer Defensive 21.0 $2K 0.00% NEW $88.14 -10.5%
746 QUBT QUANTUM Technology 100.0 $2K 0.00% NEW $18.41 -48.1%
747 HAS HASBRO INC Consumer Cyclical 24.0 $2K 0.00% NEW $75.83 +18.8%
748 HLT HILTON WORLDWIDE HLDGS INC Consumer Cyclical 7.0 $2K 0.00% NEW $259.43 +24.4%
749 HIGHLAND INCOME FD 285.0 $2K 0.00% NEW $6.35
750 RXST RXSIGHT INC Healthcare 200.0 $2K 0.00% NEW $8.99 -31.5%
751 ZBH ZIMMER BIOMET HOLDINGS INC Healthcare 18.0 $2K 0.00% NEW $98.50 -13.3%
752 DIV GLOBAL X FDS 100.0 $2K 0.00% NEW $17.69 +10.3%
753 DOX AMDOCS LTD Technology 21.0 $2K 0.00% NEW $82.05 -24.0%
754 VOYA VOYA FINANCIAL INC Financial Services 23.0 $2K 0.00% NEW $74.78 +10.1%
755 CNP CENTERPOINT ENERGY INC Utilities 44.0 $2K 0.00% NEW $38.80 +9.5%
756 BIO BIO RAD LABS INC Healthcare 6.0 $2K 0.00% NEW $280.33 +2.3%
757 ARE ALEXANDRIA REAL ESTATE EQ INC Real Estate 20.0 $2K 0.00% NEW $83.35 -42.6%
758 CHTR CHARTER COMMUNICATIONS INC Communication Services 6.0 $2K 0.00% NEW $275.17 -45.9%
759 GKOS GLAUKOS CORP Healthcare 20.0 $2K 0.00% NEW $81.55 +70.5%
760 SOXX ISHARES TR 6.0 $2K 0.00% NEW $271.17 +93.6%
Page 38 of 44  ·  871 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.6%
Technology 16.1%
Industrials 13.9%
Consumer Defensive 8.4%
Energy 6.7%
Communication Services 5.1%
Healthcare 5.0%
Real Estate 5.0%
Consumer Cyclical 4.7%
Utilities 1.8%