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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 1 of 8  ·  150 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 AAPL APPLE INC Technology 48,500.0 $13.2M 5.59% -3K -6.3% $271.86 +12.2%
2 PPIH PERMA-PIPE INTL HLDGS INC Industrials 235,238.0 $7.1M 3.03% -6K -2.5% $30.36 +3.5%
3 MSA MSA SAFETY INC Industrials 32,149.0 $5.1M 2.18% -1K -3.5% $160.14 +5.3%
4 CAT CATERPILLAR INC Industrials 8,599.0 $4.9M 2.09% -137.0 -1.6% $572.84 +51.2%
5 V VISA INC Financial Services 13,144.0 $4.6M 1.95% -77.0 -0.6% $350.72 -5.7%
6 DGICA DONEGAL GROUP INC Financial Services 212,303.0 $4.2M 1.80% -11K -5.0% $19.98 -12.1%
7 SSBI SUMMIT ST BK SANTA ROSA CALIF Financial Services 346,813.0 $4.0M 1.71% -3K -0.7% $11.63 +14.8%
8 MSFT MICROSOFT CORP Technology 7,306.0 $3.5M 1.50% -306.0 -4.0% $483.64 -13.3%
9 JPM JPMORGAN CHASE & CO. Financial Services 9,226.0 $3.0M 1.26% -131.0 -1.4% $322.23 -6.0%
10 IBM INTERNATIONAL BUSINESS MACHS Technology 8,420.0 $2.5M 1.06% -89.0 -1.1% $296.20 -14.6%
11 PKBK PARKE BANCORP INC Financial Services 91,600.0 $2.3M 0.97% -3K -3.1% $25.04 +22.5%
12 MOD MODINE MFG CO Consumer Cyclical 16,639.0 $2.2M 0.94% -600.0 -3.5% $133.51 +87.3%
13 SENEA SENECA FOODS CORP Consumer Defensive 19,996.0 $2.2M 0.94% -850.0 -4.1% $110.63 +26.7%
14 FSUN FIRSTSUN CAP BANCORP Financial Services 58,672.0 $2.2M 0.94% -5K -7.5% $37.64 -4.4%
15 NEN NEW ENGLAND RLTY ASSOC LTD P Real Estate 29,019.0 $1.9M 0.79% -1K -4.0% $64.50 -7.0%
16 BANR BANNER CORP Financial Services 28,261.0 $1.8M 0.75% -1K -4.2% $62.66 +3.1%
17 KYN KAYNE ANDERSON ENERGY INFRSTR Financial Services 141,530.0 $1.8M 0.74% -3K -1.9% $12.38 +15.1%
18 INBK FIRST INTERNET BANCORP Financial Services 76,899.0 $1.6M 0.68% -1K -1.7% $20.87 +15.8%
19 PFE PFIZER INC Healthcare 63,951.0 $1.6M 0.68% -1K -2.0% $24.90 +4.2%
20 MCI BARINGS CORPORATE INVS Financial Services 83,984.0 $1.5M 0.65% -630.0 -0.7% $18.15 -4.7%
Page 1 of 8  ·  150 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%