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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 8 of 8  ·  150 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 RYN RAYONIER INC Real Estate 191.0 $4K 0.00% -34.0 -15.1% $21.65 -6.6%
142 IBKR INTERACTIVE BROKERS GROUP INC Financial Services 60.0 $4K 0.00% -36.0 -37.5% $64.32 +30.3%
143 EL LAUDER ESTEE COS INC Consumer Defensive 20.0 $2K 0.00% -1.0 -4.8% $104.70 -24.6%
144 OGN ORGANON & CO Healthcare 275.0 $2K 0.00% -25.0 -8.3% $7.17 +87.1%
145 SANDISK CORP 8.0 $2K 0.00% -200.0 -96.2% $237.38
146 MTN VAIL RESORTS INC Consumer Cyclical 10.0 $1K 0.00% -4.0 -28.6% $132.80 -4.5%
147 XYL XYLEM INC Industrials 9.0 $1K 0.00% -14.0 -60.9% $136.22 -20.6%
148 WAB WABTEC Industrials 3.0 $643.0 -5.0 -62.5% $214.33 +20.9%
149 BORR DRILLING LTD 150.0 $605.0 -28K -99.5% $4.03
150 CREATIVE MEDIA & CMNTY TR 93.0 $345.0 -28.0 -23.1% $3.71
Page 8 of 8  ·  150 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%