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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 3 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 UNP UNION PAC CORP Industrials 6,476.0 $1.5M 0.64% +125.0 +2.0% $231.32 +25.2%
42 GOLD GOLD COM INC Financial Services 42,702.0 $1.5M 0.62% -1K -2.3% $34.05 +35.5%
43 JNJ JOHNSON & JOHNSON Healthcare 6,502.0 $1.3M 0.57% -54.0 -0.8% $206.96 +33.0%
44 UMH UMH PPTYS INC Real Estate 84,023.0 $1.3M 0.57% -4K -4.5% $15.91 +0.3%
45 VUG VANGUARD INDEX FDS 2,707.0 $1.3M 0.56% -31.0 -1.1% $487.94 -81.9%
46 NRIM NORTHRIM BANCORP INC Financial Services 46,204.0 $1.2M 0.52% $26.61 -0.6%
47 ABBV ABBVIE INC Healthcare 5,363.0 $1.2M 0.52% -53.0 -1.0% $228.50 +12.2%
48 BAC BANK AMERICA CORP Financial Services 21,031.0 $1.2M 0.49% $55.00 +14.0%
49 ARL AMERICAN RLTY INVS INC Real Estate 71,832.0 $1.2M 0.49% -2K -2.2% $16.06 -2.9%
50 HSY HERSHEY CO Consumer Defensive 6,104.0 $1.1M 0.47% $181.98 -4.9%
51 MCD MCDONALDS CORP Consumer Cyclical 3,611.0 $1.1M 0.47% -62.0 -1.7% $305.63 -16.3%
52 USFR WISDOMTREE TR 21,801.0 $1.1M 0.47% +4K +21.1% $50.32 +0.1%
53 WM WASTE MGMT INC DEL Industrials 4,854.0 $1.1M 0.45% $219.71 -0.3%
54 GOOGL ALPHABET INC Communication Services 3,374.0 $1.1M 0.45% $313.00 +8.1%
55 ITIC INVESTORS TITLE CO NC Financial Services 4,215.0 $1.1M 0.45% $249.64 +19.4%
56 HD HOME DEPOT INC Consumer Cyclical 3,057.0 $1.1M 0.45% $344.10 -6.7%
57 SMBK SMARTFINANCIAL INC Financial Services 28,431.0 $1.1M 0.45% $36.99 +40.2%
58 GOOG ALPHABET INC 3,320.0 $1.0M 0.44% $313.80
59 ELSE ELECTRO-SENSORS INC Technology 250,052.0 $1.0M 0.44% $4.16 +86.0%
60 WLY WILEY JOHN & SONS INC Communication Services 33,810.0 $1.0M 0.44% $30.63 +57.3%
Page 3 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.9%
Technology 16.1%
Industrials 14.8%
Consumer Defensive 8.6%
Energy 6.3%
Healthcare 5.4%
Real Estate 4.6%
Consumer Cyclical 4.5%
Communication Services 4.1%
Utilities 1.8%