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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 37 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 SNAP SNAP INC Communication Services 300.0 $2K 0.00% $8.07 -30.3%
722 VPU VANGUARD WORLD FD 13.0 $2K 0.00% NEW $185.08 +5.3%
723 VIV TELEFONICA BRASIL SA Communication Services 202.0 $2K 0.00% $11.86 +19.1%
724 VIS VANGUARD WORLD FD 8.0 $2K 0.00% NEW $298.38 +11.7%
725 SHE SPDR SER TR 18.0 $2K 0.00% $132.06 +14.2%
726 VT VANGUARD INTL EQUITY INDEX F 17.0 $2K 0.00% $139.12 +11.6%
727 VCR VANGUARD WORLD FD 6.0 $2K 0.00% NEW $394.00 -0.3%
728 VIGI VANGUARD WHITEHALL FDS 25.0 $2K 0.00% $91.44 +2.7%
729 ZION ZIONS BANCORPORATION N A Financial Services 39.0 $2K 0.00% $58.54 +5.4%
730 CC CHEMOURS CO Basic Materials 192.0 $2K 0.00% $11.79 +81.8%
731 UAL UNITED AIRLS HLDGS INC Industrials 20.0 $2K 0.00% $111.80 -12.3%
732 PIO INVESCO EXCH TRADED FD TR II 50.0 $2K 0.00% $44.16 -1.4%
733 STWD STARWOOD PPTY TR INC Real Estate 122.0 $2K 0.00% $18.01 -4.8%
734 AVNT AVIENT CORPORATION Basic Materials 70.0 $2K 0.00% $31.24 +9.2%
735 ICLR ICON PLC Healthcare 12.0 $2K 0.00% $182.25 -36.0%
736 BCD ABRDN ETFS 70.0 $2K 0.00% $30.96 +21.2%
737 VVV VALVOLINE INC Energy 74.0 $2K 0.00% $29.05 +14.5%
738 PULS PGIM ETF TR 43.0 $2K 0.00% $49.58 +0.2%
739 VDC VANGUARD WORLD FD 10.0 $2K 0.00% NEW $211.20 +8.8%
740 EL LAUDER ESTEE COS INC Consumer Defensive 20.0 $2K 0.00% -1.0 -4.8% $104.70 -24.6%
Page 37 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%