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Portfolio (Quarterly) Guide ↗

CALDWELL SUTTER CAPITAL, INC.

· CIK 0000702007
13F Portfolio $236M AUM 877 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 47 New 130 Added 150 Reduced 41 Exited
Page 42 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 EW EDWARDS LIFESCIENCES CORP Healthcare 9.0 $767.0 $85.22 -2.4%
822 SUI SUN CMNTYS INC Real Estate 6.0 $743.0 $123.83 -0.7%
823 ISHARES TR 16.0 $727.0 NEW $45.44
824 XHB SPDR SER TR 7.0 $721.0 $103.00 -3.3%
825 KSS KOHLS CORP Consumer Cyclical 35.0 $714.0 $20.40 -37.8%
826 TXT TEXTRON INC Industrials 8.0 $697.0 $87.12 +2.7%
827 LMNR LIMONEIRA CO Consumer Defensive 54.0 $682.0 $12.63 +1.4%
828 FDVV FIDELITY COVINGTON TRUST 12.0 $680.0 $56.67 +6.2%
829 VFC V F CORP Consumer Cyclical 37.0 $669.0 $18.08 -10.3%
830 MAGN MAGNERA CORP COM Industrials 44.0 $665.0 $15.11 -30.1%
831 DJT TRUMP MEDIA & TECHNOLOGY GROUP Communication Services 50.0 $662.0 $13.24 -40.0%
832 SCHG SCHWAB STRATEGIC TR 20.0 $652.0 $32.60 +5.2%
833 WAB WABTEC Industrials 3.0 $643.0 -5.0 -62.5% $214.33 +20.9%
834 BORR DRILLING LTD 150.0 $605.0 -28K -99.5% $4.03
835 SAIC SCIENCE APPLICATIONS INTL CORP Technology 6.0 $604.0 $100.67 -4.1%
836 OCCIDENTAL PETE CORP 31.0 $597.0 $19.26
837 IMTM ISHARES TR 10.0 $480.0 NEW $48.00 +9.9%
838 CAR AVIS BUDGET GROUP Industrials 3.0 $385.0 $128.33 +22.9%
839 SLS SELLAS LIFE SCIENCES GROUP INC Healthcare 100.0 $377.0 $3.77 +137.9%
840 LCID LUCID GROUP INC Consumer Cyclical 35.0 $370.0 NEW $10.57 -44.8%
Page 42 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.7%
Technology 16.0%
Industrials 14.6%
Consumer Defensive 8.5%
Energy 6.4%
Healthcare 5.3%
Communication Services 4.8%
Real Estate 4.6%
Consumer Cyclical 4.5%
Utilities 1.8%