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Portfolio (Quarterly) Guide ↗

CONNING INC.

· CIK 0000801051
13F Portfolio $3.0B AUM 311 positions Filed Apr 30, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 7 New 59 Added 196 Reduced 41 Exited
Page 4 of 16  ·  311 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 SRLN SSGA ACTIVE ETF TR 641,275.0 $25.7M 0.86% $40.14 +0.8%
62 SPHY SPDR SERIES TRUST 1,023,746.0 $23.9M 0.79% +464K +82.8% $23.32 +0.4%
63 NVDA NVIDIA CORPORATION Technology 134,952.0 $23.5M 0.78% -20K -12.9% $174.40 +23.5%
64 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 38,022.0 $23.5M 0.78% -574.0 -1.5% $616.76 +8.7%
65 IJH ISHARES TR 330,740.0 $22.3M 0.74% $67.53 +8.8%
66 AAPL APPLE INC Technology 85,019.0 $21.6M 0.72% -11K -11.1% $253.79 +21.7%
67 VOO VANGUARD INDEX FDS 31,492.0 $18.8M 0.62% -395.0 -1.2% $597.55 +14.7%
68 MSFT MICROSOFT CORP Technology 45,767.0 $16.9M 0.56% -3K -6.6% $370.17 +13.1%
69 VTI VANGUARD INDEX FDS 49,266.0 $15.8M 0.53% $320.81 +14.3%
70 VOOG VANGUARD ADMIRAL FDS INC 35,650.0 $14.5M 0.48% +4K +11.2% $407.69 -79.9%
71 BAB INVESCO EXCH TRADED FD TR II 490,000.0 $13.2M 0.44% $26.96 -1.5%
72 VOOV VANGUARD ADMIRAL FDS INC 60,477.0 $12.3M 0.41% +6K +11.2% $203.79 +8.0%
73 PFF ISHARES TR 390,500.0 $11.8M 0.39% $30.32 +3.0%
74 GOOGL ALPHABET INC Communication Services 38,465.0 $11.1M 0.37% -4K -10.2% $287.56 +33.2%
75 IEFA ISHARES TR 118,845.0 $10.8M 0.36% $90.53 +7.4%
76 AVGO BROADCOM INC Technology 34,631.0 $10.7M 0.36% -3K -7.1% $309.51 +33.8%
77 PFFD GLOBAL X FDS 580,200.0 $10.7M 0.35% $18.40 +2.3%
78 EFA ISHARES TR 108,490.0 $10.5M 0.35% -15K -12.4% $97.13 +7.1%
79 VEA VANGUARD TAX-MANAGED FDS 162,787.0 $10.4M 0.35% +3K +2.1% $64.08 +10.0%
80 IWM ISHARES TR 41,524.0 $10.3M 0.34% $248.00 +15.0%
Page 4 of 16  ·  311 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.0%
Healthcare 15.7%
Industrials 15.3%
Technology 13.9%
Consumer Defensive 11.5%
Energy 8.8%
Consumer Cyclical 8.3%
Communication Services 4.4%
Utilities 0.7%
Basic Materials 0.3%