Portfolio (Quarterly) Guide ↗

MIRAE ASSET SECURITIES (USA) INC.

· CIK 0000890203

13F Portfolio $3.6B AUM 127 positions Filed Aug 5, 2026 EDGAR ↗ ← All Funds

Q2 2026 Q1 2026 · All 53 New 30 Added 35 Reduced 79 Exited

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
41	COP PUT	CONOCOPHILLIPS	Energy	50,000.0	$5.2M	0.14%	NEW	—	$103.96	+23.7%
42	— CALL	SPACE EXPLORATION TECHN CORP	—	25,000.0	$4.3M	0.12%	NEW	—	$170.86	—
43	UNH	UNITEDHEALTH GROUP INC	Healthcare	10,032.0	$4.2M	0.12%	NEW	—	$415.63	-4.8%
44	UNH PUT	UNITEDHEALTH GROUP INC	Healthcare	10,000.0	$4.2M	0.12%	NEW	—	$415.63	-4.8%
45	APA	APA CORPORATION	Energy	72,499.0	$2.4M	0.07%	NEW	—	$32.57	+26.7%
46	APA PUT	APA CORPORATION	Energy	72,000.0	$2.3M	0.07%	NEW	—	$32.57	+26.7%
47	SM	SM ENERGY COMPANY	Energy	85,576.0	$2.2M	0.06%	NEW	—	$26.10	+37.6%
48	SM PUT	SM ENERGY COMPANY	Energy	85,000.0	$2.2M	0.06%	NEW	—	$26.10	+37.6%
49	MDLV	EA SERIES TRUST	—	20,000.0	$614K	0.02%	NEW	—	$30.71	+3.8%
50	CHWY	CHEWY INC	Consumer Cyclical	25,051.0	$492K	0.01%	NEW	—	$19.65	+16.8%
51	CHWY PUT	CHEWY INC	Consumer Cyclical	25,000.0	$491K	0.01%	NEW	—	$19.65	+16.8%
52	NICO	SERIES PORTFOLIOS TR	—	12,325.0	$318K	0.01%	NEW	—	$25.77	-1.6%
53	—	INVESTMENT MANAGERS SER TR	—	8,310.0	$206K	0.01%	NEW	—	$24.85	—

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Financial Services 69.8%

Technology 14.8%

Communication Services 4.9%

Consumer Cyclical 4.5%

Industrials 2.6%

Energy 1.4%

Consumer Defensive 1.4%

Healthcare 0.7%