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Portfolio (Quarterly) Guide ↗

MIRAE ASSET SECURITIES (USA) INC.

· CIK 0000890203
13F Portfolio $3.6B AUM 127 positions Filed Aug 5, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 53 New 30 Added 35 Reduced 79 Exited
Page 1 of 7  ·  127 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 SPY STATE STR SPDR S&P 500 ETF T Financial Services 848,158.0 $633.4M 17.68% +341K +67.3% $746.77 +2.6%
2 SPY PUT STATE STR SPDR S&P 500 ETF T Financial Services 465,000.0 $347.2M 9.70% NEW $746.77 +2.6%
3 QQQ INVESCO QQQ TR Financial Services 402,276.0 $296.2M 8.27% -117K -22.6% $736.40 -3.4%
4 IWM ISHARES TR 722,143.0 $217.0M 6.06% -294K -28.9% $300.45 -0.5%
5 XRT SPDR SERIES TRUST 1,300,000.0 $114.1M 3.19% $87.74 +0.6%
6 SMH VANECK ETF TRUST 150,502.0 $98.7M 2.76% NEW $655.89 -15.3%
7 SMH PUT VANECK ETF TRUST 150,000.0 $98.4M 2.75% NEW $655.89 -15.3%
8 QQQ PUT INVESCO QQQ TR Financial Services 130,000.0 $95.7M 2.67% NEW $736.40 -3.4%
9 XLI SELECT SECTOR SPDR TR 352,289.0 $65.3M 1.82% -298K -45.8% $185.23 -2.6%
10 XLI PUT SELECT SECTOR SPDR TR 350,000.0 $64.8M 1.81% NEW $185.23 -2.6%
11 EWY ISHARES INC 300,589.0 $60.7M 1.69% +200K +200.0% $201.90 -11.3%
12 EWY PUT ISHARES INC 300,000.0 $60.6M 1.69% +200K +200.0% $201.90 -11.3%
13 XHB SPDR SERIES TRUST 500,000.0 $57.8M 1.61% $115.56 -8.3%
14 IWM PUT ISHARES TR 175,000.0 $52.6M 1.47% NEW $300.45 -0.5%
15 NVDA NVIDIA CORPORATION Technology 261,138.0 $52.3M 1.46% +176K +206.6% $200.09 +4.8%
16 NVDA PUT NVIDIA CORPORATION Technology 260,000.0 $52.0M 1.45% +175K +205.9% $200.09 +4.8%
17 MSFT MICROSOFT CORP Technology 125,750.0 $46.9M 1.31% +50K +66.6% $373.02 +33.1%
18 MSFT PUT MICROSOFT CORP Technology 125,000.0 $46.6M 1.30% +50K +66.7% $373.02 +33.1%
19 GOOGL ALPHABET INC Communication Services 125,761.0 $44.9M 1.25% +76K +150.8% $357.37 -4.3%
20 GOOGL PUT ALPHABET INC Communication Services 125,000.0 $44.7M 1.25% +75K +150.0% $357.37 -4.3%
Page 1 of 7  ·  127 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 69.8%
Technology 14.8%
Communication Services 4.9%
Consumer Cyclical 4.5%
Industrials 2.6%
Energy 1.4%
Consumer Defensive 1.4%
Healthcare 0.7%