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Portfolio (Quarterly) Guide ↗

MIRAE ASSET SECURITIES (USA) INC.

· CIK 0000890203
13F Portfolio $3.6B AUM 127 positions Filed Aug 5, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 53 New 30 Added 35 Reduced 79 Exited
Page 1 of 2  ·  35 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 QQQ INVESCO QQQ TR Financial Services 402,276.0 $296.2M 8.27% -117K -22.6% $736.40 -3.4%
2 IWM ISHARES TR 722,143.0 $217.0M 6.06% -294K -28.9% $300.45 -0.5%
3 XLI SELECT SECTOR SPDR TR 352,289.0 $65.3M 1.82% -298K -45.8% $185.23 -2.6%
4 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 50,072.0 $35.2M 0.98% -33K -39.9% $703.34 -0.7%
5 AMD ADVANCED MICRO DEVICES INC Technology 30,082.0 $17.5M 0.49% -20K -39.9% $580.91 -17.2%
6 AMD PUT ADVANCED MICRO DEVICES INC Technology 30,000.0 $17.4M 0.49% -20K -40.0% $580.91 -17.2%
7 CAT CATERPILLAR INC Industrials 16,054.0 $17.1M 0.48% -9K -35.9% $1064.90 -22.8%
8 CAT PUT CATERPILLAR INC Industrials 16,000.0 $17.0M 0.48% -9K -36.0% $1064.90 -22.8%
9 GS GOLDMAN SACHS GROUP INC Financial Services 12,529.0 $12.7M 0.35% -13K -50.1% $1011.37 +2.9%
10 MU MICRON TECHNOLOGY INC Technology 10,034.0 $11.6M 0.32% -40K -80.0% $1154.29 -18.7%
11 AVGO BROADCOM INC Technology 25,239.0 $9.5M 0.27% -230K -90.1% $377.75 -5.9%
12 AVGO PUT BROADCOM INC Technology 25,000.0 $9.4M 0.26% -230K -90.2% $377.75 -5.9%
13 ORCL ORACLE CORP Technology 50,180.0 $7.4M 0.20% -110K -68.7% $146.55 +1.6%
14 ORCL PUT ORACLE CORP Technology 50,000.0 $7.3M 0.20% -110K -68.8% $146.55 +1.6%
15 MCHP MICROCHIP TECHNOLOGY INC. Technology 50,113.0 $4.6M 0.13% -25K -33.4% $91.20 -18.8%
16 MCHP PUT MICROCHIP TECHNOLOGY INC. Technology 50,000.0 $4.6M 0.13% -75K -60.0% $91.20 -18.8%
17 PG PROCTER & GAMBLE CO Consumer Defensive 27,212.0 $4.0M 0.11% -435.0 -1.6% $146.64 -1.1%
18 PG PUT PROCTER & GAMBLE CO Consumer Defensive 27,000.0 $4.0M 0.11% -500.0 -1.8% $146.64 -1.1%
19 JCI JOHNSON CONTROLS INTERNATION Industrials 18,061.0 $2.6M 0.07% -10K -36.8% $146.11 -1.2%
20 JCI PUT JOHNSON CONTROLS INTERNATION Industrials 18,000.0 $2.6M 0.07% -10K -36.8% $146.11 -1.2%
Page 1 of 2  ·  35 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 69.8%
Technology 14.8%
Communication Services 4.9%
Consumer Cyclical 4.5%
Industrials 2.6%
Energy 1.4%
Consumer Defensive 1.4%
Healthcare 0.7%