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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $824M AUM 181 positions Filed Aug 11, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 20 New 36 Added 79 Reduced 12 Exited
Page 6 of 10  ·  181 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 EAGLE BANCORP MONT INC 48,910.0 $1.2M 0.14% $23.93
102 BKNG BOOKING HOLDINGS ORD Consumer Cyclical 6,400.0 $1.1M 0.14% +6K +2522.9% $178.24 +18.0%
103 RBB BANCORP 40,550.0 $1.1M 0.14% $27.41
104 JOHNSON CONTROLS INTER F 7,575.0 $1.1M 0.13% +76.0 +1.0% $146.11
105 CVX CHEVRON CORP NEW Energy 6,261.0 $1.0M 0.13% $165.76 +24.7%
106 HAE HAEMONETICS Healthcare 12,350.0 $926K 0.11% +1K +9.3% $75.00 +44.8%
107 GILD GILEAD SCIENCES INC Healthcare 7,031.0 $888K 0.11% +36.0 +0.5% $126.34 +14.6%
108 APTIV PLC F 14,350.0 $881K 0.11% +5K +55.1% $61.38
109 LNT ALLIANT ENERGY CORP Utilities 11,300.0 $862K 0.10% $76.29 -8.6%
110 SHEL SHELL PLC F SPONSORED ADR 1 AD Energy 11,100.0 $861K 0.10% $77.54 +21.0%
111 DUKE ENERGY CORP NEW 6,437.0 $815K 0.10% +34.0 +0.5% $126.59
112 BP BP P L C F SPONSORED ADR 1 ADR Energy 21,700.0 $802K 0.10% $36.95 +22.4%
113 EMERA INC F 14,600.0 $773K 0.09% $52.96
114 SELECT SECTOR UTI SELECT SPDR 16,992.0 $770K 0.09% -1K -6.2% $45.34
115 AMGN AMGEN INC Healthcare 2,125.0 $770K 0.09% $362.12 +19.7%
116 TERADATA CORP DEL 21,000.0 $728K 0.09% -200.0 -0.9% $34.65
117 BAX BAXTER INTL INC Healthcare 32,743.0 $698K 0.09% +15K +84.0% $21.32 +23.7%
118 HERC HLDGS INC 4,700.0 $674K 0.08% NEW $143.34
119 PSX PHILLIPS 66 Energy 3,897.0 $659K 0.08% +47.0 +1.2% $169.06 +43.3%
120 TORTOISE ENERGY INFRASTR 14,983.0 $642K 0.08% -100.0 -0.7% $42.87
Page 6 of 10  ·  181 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.3%
Industrials 22.8%
Utilities 11.2%
Healthcare 8.6%
Consumer Cyclical 5.6%
Energy 3.7%
Communication Services 3.7%
Financial Services 3.7%
Basic Materials 2.3%
Consumer Defensive 2.1%