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Portfolio (Quarterly) Guide ↗

JOHN G ULLMAN & ASSOCIATES INC

· CIK 0000919530
13F Portfolio $824M AUM 181 positions Filed Aug 11, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 20 New 36 Added 79 Reduced 12 Exited
Page 9 of 10  ·  181 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 WEC ENERGY GROUP INC 2,566.0 $300K 0.04% $116.77
162 TXN TEXAS INSTRS INC Technology 991.0 $295K 0.04% NEW $298.07 -10.7%
163 FESM FIDELITY ENHANCED SMALL CAP ET 5,847.0 $282K 0.03% $48.29 -1.4%
164 GOLDMAN SACHS GROUP INC 275.0 $278K 0.03% +10.0 +3.8% $1011.37
165 ABBVIE INC 1,088.0 $274K 0.03% +10.0 +0.9% $251.56
166 PCYO PURE CYCLE CORP Utilities 25,300.0 $271K 0.03% -1K -3.8% $10.71 +10.0%
167 INVSC WATER RESC PORTFOLIO ETF 3,920.0 $271K 0.03% $69.08
168 CRH CRH ADR REPSG 1 ORD Basic Materials 2,500.0 $268K 0.03% $107.00 -12.6%
169 MAXLINEAR INC 2,000.0 $256K 0.03% NEW $128.03
170 CHEWY INC CLASS A 12,400.0 $244K 0.03% -7K -36.1% $19.65
171 MXF MEXICO FUND INC Financial Services 10,600.0 $232K 0.03% $21.87 -1.7%
172 SNDK SANDISK CORP SNDK Technology 99.0 $225K 0.03% NEW $2273.73 -29.9%
173 FTS FORTIS INC F Utilities 3,900.0 $223K 0.03% $57.20 -1.4%
174 EEM ISHARES MSCI EMERGING MARKETS 3,250.0 $222K 0.03% NEW $68.41 -3.0%
175 ROCHE HLDG LTD F SPONSORED ADR 4,300.0 $221K 0.03% $51.35
176 INVSC S P 500 EQUAL WEIGHT ETF 1,000.0 $213K 0.03% NEW $212.77
177 FLR FLUOR CORP NEW Industrials 4,000.0 $210K 0.03% NEW $52.39 +0.2%
178 AMERISERV FINL INC 44,585.0 $173K 0.02% -1K -3.0% $3.88
179 PURECYCLE TECHNOLOGIES I CLASS 18,300.0 $148K 0.02% +3K +17.3% $8.11
180 AVANTOR INC 11,800.0 $117K 0.01% NEW $9.90
Page 9 of 10  ·  181 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.3%
Industrials 22.8%
Utilities 11.2%
Healthcare 8.6%
Consumer Cyclical 5.6%
Energy 3.7%
Communication Services 3.7%
Financial Services 3.7%
Basic Materials 2.3%
Consumer Defensive 2.1%