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Portfolio (Quarterly) Guide ↗

D. E. Shaw & Co., Inc.

· CIK 0001009207
13F Portfolio $210.2B AUM 6,298 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 Q4 2025 · All 928 New 1723 Added 1597 Reduced 565 Exited
Page 82 of 87  ·  1,723 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1621 ARQ INC 358,479.0 $914K +77K +27.2% $2.55
1622 ZVIA ZEVIA PBC Consumer Defensive 552,596.0 $901K +122K +28.3% $1.63 -20.2%
1623 MGPI MGP INGREDIENTS INC NEW Consumer Defensive 51,377.0 $900K +14K +39.2% $17.52 +2.1%
1624 BCH BANCO DE CHILE Financial Services 22,562.0 $897K +11K +87.4% $39.76 +3.3%
1625 BOC BOSTON OMAHA CORP Communication Services 65,517.0 $894K +8K +13.1% $13.64 -3.8%
1626 TMC TMC THE METALS COMPANY INC Basic Materials 201,456.0 $892K +157K +349.3% $4.43 -14.9%
1627 CDLR CADELER A S Industrials 40,635.0 $890K +9K +30.3% $21.91 +6.7%
1628 BZUN BAOZUN INC Consumer Cyclical 313,347.0 $887K +44K +16.3% $2.83 -1.8%
1629 LGND PUT LIGAND PHARMACEUTICALS INC Healthcare 2,800.0 $885K +600.0 +27.3% $316.09 -7.7%
1630 CHENGHE ACQUISITION III CO 86,915.0 $883K +915.0 +1.1% $10.16
1631 APPF CALL APPFOLIO INC Technology 5,500.0 $882K +100.0 +1.9% $160.35 +22.2%
1632 BSRR SIERRA BANCORP Financial Services 21,615.0 $881K +14K +197.9% $40.76 +0.1%
1633 COLO GLOBAL X FDS 20,806.0 $867K +12K +126.5% $41.65 +17.0%
1634 PUT DAVE INC 2,300.0 $857K +200.0 +9.5% $372.59
1635 PAHC PHIBRO ANIMAL HEALTH CORP Healthcare 27,263.0 $856K +19K +222.5% $31.40 +10.3%
1636 EHTH EHEALTH INC Financial Services 568,229.0 $847K +99K +21.0% $1.49 -19.5%
1637 COPP SPROTT FDS TR 22,079.0 $846K +13K +134.9% $38.30 +10.2%
1638 KTOS PUT KRATOS DEFENSE & SEC SOLUTIO Industrials 16,900.0 $843K +7K +69.0% $49.86 +26.9%
1639 KDEF EXCHANGE LISTED FDS TR 20,781.0 $842K +14K +189.3% $40.50 +13.2%
1640 FSBC FIVE STAR BANCORP Financial Services 16,892.0 $822K +466.0 +2.8% $48.69 -3.8%
Page 82 of 87  ·  1,723 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.3%
Healthcare 11.5%
Consumer Cyclical 11.3%
Industrials 10.3%
Communication Services 7.7%
Energy 4.2%
Basic Materials 3.7%
Consumer Defensive 3.2%
Real Estate 1.7%