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Portfolio (Quarterly) Guide ↗

THOMPSON DAVIS & CO., INC.

· CIK 0001017284
13F Portfolio $150M AUM 141 positions Filed Apr 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 29 New 24 Added 53 Reduced 45 Exited
Page 1 of 2  ·  29 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 GNR SPDR INDEX SHS FDS 7,350.0 $549K 0.37% NEW $74.67 -1.2%
2 RING ISHARES INC 5,050.0 $399K 0.27% NEW $78.98 -6.0%
3 SANDISK CORP 545.0 $346K 0.23% NEW $635.34
4 RLY SSGA ACTIVE ETF TR 9,102.0 $329K 0.22% NEW $36.15 +1.7%
5 AAOI APPLIED OPTOELECTRONICS INC Technology 3,659.0 $310K 0.21% NEW $84.59 +114.6%
6 FLOTEK INDUSTRIES INC 16,050.0 $272K 0.18% NEW $16.97
7 VSAT VIASAT INC Technology 5,250.0 $240K 0.16% NEW $45.80 +62.8%
8 BWXT BWX TECHNOLOGIES INC Industrials 1,150.0 $235K 0.16% NEW $204.49 -0.8%
9 VOE VANGUARD INDEX FDS 1,249.0 $230K 0.15% NEW $184.28 +5.5%
10 YSS YORK SPACE SYSTEMS INC Technology 10,350.0 $229K 0.15% NEW $22.17 +28.3%
11 RKT ROCKET COS INC Financial Services 16,100.0 $229K 0.15% NEW $14.25 -3.2%
12 LUV SOUTHWEST AIRLS CO Industrials 6,046.0 $227K 0.15% NEW $37.57 +8.8%
13 FLY FIREFLY AEROSPACE INC Industrials 7,735.0 $220K 0.15% NEW $28.47 +73.9%
14 CASY CASEYS GEN STORES INC Consumer Cyclical 297.0 $216K 0.14% NEW $727.86 +13.3%
15 XME SPDR SERIES TRUST 2,001.0 $216K 0.14% NEW $108.02 +8.4%
16 RMCF ROCKY MTN CHOCOLATE FACTORY Consumer Defensive 95,555.0 $215K 0.14% NEW $2.25 -14.2%
17 TOTL SSGA ACTIVE ETF TR 5,250.0 $209K 0.14% NEW $39.73 -1.1%
18 USLM UNITED STS LIME & MINERALS I Basic Materials 1,575.0 $206K 0.14% NEW $130.61 -18.8%
19 ET ENERGY TRANSFER L P Energy 10,100.0 $195K 0.13% NEW $19.30 +4.0%
20 RIG TRANSOCEAN LTD Energy 27,950.0 $185K 0.12% NEW $6.63 +2.7%
Page 1 of 2  ·  29 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Basic Materials 52.3%
Industrials 20.7%
Technology 8.1%
Financial Services 5.5%
Healthcare 4.0%
Communication Services 2.5%
Consumer Defensive 2.2%
Consumer Cyclical 1.9%
Utilities 1.5%
Energy 1.3%