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Portfolio (Quarterly) Guide ↗

THOMPSON DAVIS & CO., INC.

· CIK 0001017284
13F Portfolio $150M AUM 141 positions Filed Apr 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 29 New 24 Added 53 Reduced 45 Exited
Page 3 of 8  ·  141 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 MSFT MICROSOFT CORP Technology 1,809.0 $670K 0.45% -343.0 -15.9% $370.17 +13.1%
42 PL PLANET LABS PBC Industrials 23,050.0 $644K 0.43% -1K -4.2% $27.95 +58.7%
43 LPTH LIGHTPATH TECHNOLOGIES INC Technology 63,000.0 $632K 0.42% -600.0 -0.9% $10.03 +69.0%
44 TPC TUTOR PERINI CORP Industrials 8,127.0 $627K 0.42% -4K -33.9% $77.19 -5.7%
45 XLY SELECT SECTOR SPDR TR 5,747.0 $626K 0.42% -73.0 -1.2% $108.98 +9.4%
46 XLC SELECT SECTOR SPDR TR 5,167.0 $573K 0.38% +170.0 +3.4% $110.86 +4.1%
47 EME EMCOR GROUP INC Industrials 750.0 $554K 0.37% $738.31 +15.0%
48 GNR SPDR INDEX SHS FDS 7,350.0 $549K 0.37% NEW $74.67 -1.2%
49 GOOGL ALPHABET INC Communication Services 1,862.0 $535K 0.36% -180.0 -8.8% $287.56 +33.2%
50 SCHD SCHWAB STRATEGIC TR 17,163.0 $527K 0.35% $30.68 +7.0%
51 CSCO CISCO SYS INC Technology 6,709.0 $521K 0.35% -125.0 -1.8% $77.59 +55.2%
52 JNJ JOHNSON & JOHNSON Healthcare 2,096.0 $512K 0.34% +204.0 +10.8% $244.49 -4.2%
53 RKLB ROCKET LAB CORP Industrials 7,950.0 $511K 0.34% +250.0 +3.2% $64.22 +111.4%
54 GILT GILAT SATELLITE NETWORKS LTD Technology 33,815.0 $508K 0.34% -3K -8.1% $15.02 +4.7%
55 MU MICRON TECHNOLOGY INC Technology 1,494.0 $505K 0.34% +355.0 +31.2% $337.85 +122.3%
56 VEA VANGUARD TAX-MANAGED FDS 7,434.0 $476K 0.32% +3K +57.2% $64.08 +10.0%
57 SHIM SHIMMICK CORPORATION Industrials 125,500.0 $461K 0.31% +778.0 +0.6% $3.67 +0.8%
58 NFLX NETFLIX INC. Communication Services 4,720.0 $454K 0.30% -500.0 -9.6% $96.15 -7.9%
59 SPMD SPDR SERIES TRUST 7,375.0 $437K 0.29% $59.22 +8.8%
60 SHLD GLOBAL X FDS 6,031.0 $427K 0.28% $70.84 -8.0%
Page 3 of 8  ·  141 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Basic Materials 52.3%
Industrials 20.7%
Technology 8.1%
Financial Services 5.5%
Healthcare 4.0%
Communication Services 2.5%
Consumer Defensive 2.2%
Consumer Cyclical 1.9%
Utilities 1.5%
Energy 1.3%