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Portfolio (Quarterly) Guide ↗

ABNER HERRMAN & BROCK LLC

· CIK 0001038661
13F Portfolio $905M AUM 108 positions Filed Apr 7, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 5 New 22 Added 28 Reduced 12 Exited
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 BMY BRISTOL-MYERS SQUIBB CO Healthcare 10,000.0 $606K 0.07% NEW $60.60 -1.7%
2 CFG CITIZENS FINANCIAL GROUP Financial Services 10,000.0 $600K 0.07% NEW $60.00 +4.6%
3 CAT CATERPILLAR INC Industrials 341.0 $242K 0.03% NEW $709.68 +22.0%
4 ENB ENBRIDGE INC Energy 3,936.0 $213K 0.02% NEW $54.12 +6.8%
5 FXNC FIRST NATIONAL CORP/VA Financial Services 7,600.0 $205K 0.02% NEW $26.97 +3.2%

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.0%
Financial Services 23.1%
Consumer Cyclical 13.1%
Communication Services 10.4%
Healthcare 8.7%
Industrials 7.2%
Energy 4.9%
Consumer Defensive 3.2%
Basic Materials 0.3%
Real Estate 0.1%