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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 11 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 AB ALLIANCEBERNSTEIN HLDG L P Financial Services 165,739.0 $6.4M 0.04% +16K +10.7% $38.48 -0.2%
202 EXPE EXPEDIA GROUP INC Consumer Cyclical 22,458.0 $6.4M 0.04% +1K +5.9% $283.31 -23.1%
203 HRI HERC HLDGS INC Industrials 42,491.0 $6.3M 0.04% +5K +12.5% $148.38 -6.9%
204 CGMS CAPITAL GRP FIXED INCM ETF 225,710.0 $6.2M 0.04% +19K +9.1% $27.62 -1.0%
205 CEG CONSTELLATION ENERGY CORP Utilities 17,578.0 $6.2M 0.04% +1K +8.3% $353.28 -25.8%
206 SMLF ISHARES TR 82,919.0 $6.2M 0.04% +2K +2.4% $74.88 +9.2%
207 DFAU DIMENSIONAL ETF TRUST 131,395.0 $6.1M 0.04% +4K +2.7% $46.80 +8.2%
208 IQVIA HLDGS INC 27,190.0 $6.1M 0.04% +6K +25.4% $225.41
209 CLS CELESTICA INC Technology 20,641.0 $6.1M 0.04% +873.0 +4.4% $295.61 +15.9%
210 AEP AMERICAN ELEC PWR CO INC Utilities 51,446.0 $5.9M 0.04% +6K +12.1% $115.31 +10.7%
211 ACGL ARCH CAP GROUP LTD Financial Services 61,449.0 $5.9M 0.04% +8K +14.6% $95.92 -0.1%
212 ALC ALCON AG Healthcare 74,779.0 $5.9M 0.04% +1K +1.7% $78.81 -16.3%
213 MELI MERCADOLIBRE INC Consumer Cyclical 2,913.0 $5.9M 0.04% +76.0 +2.7% $2014.26 -23.2%
214 ORLY OREILLY AUTOMOTIVE INC Consumer Cyclical 64,140.0 $5.9M 0.04% +4K +6.5% $91.21 -3.0%
215 HTGC HERCULES CAPITAL INC Financial Services 309,211.0 $5.8M 0.04% +9K +3.0% $18.82 -17.5%
216 IWD ISHARES TR 27,314.0 $5.7M 0.04% +8K +39.7% $210.35 +10.6%
217 SOFI SOFI TECHNOLOGIES INC Financial Services 219,166.0 $5.7M 0.04% +60K +37.4% $26.18 -40.4%
218 BNDX VANGUARD CHARLOTTE FDS 118,202.0 $5.7M 0.04% +7K +5.9% $48.32 -1.3%
219 CMCSA COMCAST CORP NEW Communication Services 190,962.0 $5.7M 0.04% +11K +6.1% $29.89 -16.6%
220 IUSG ISHARES TR 33,802.0 $5.7M 0.04% +1K +4.5% $167.94 +10.4%
Page 11 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%