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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 28 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 CGMM CAPITAL GROUP EQUITY ETF TR 29,633.0 $855K 0.01% +12K +68.5% $28.84 +7.4%
542 KOF COCA-COLA FEMSA SAB DE CV Consumer Defensive 9,004.0 $853K 0.01% +80.0 +0.9% $94.71 +11.0%
543 BAH BOOZ ALLEN HAMILTON HLDG CO Industrials 10,084.0 $851K 0.01% +3K +52.8% $84.36 -13.6%
544 OMAH TIDAL TRUST III 45,242.0 $848K 0.01% +27K +142.6% $18.74 +1.2%
545 SCHX SCHWAB STRATEGIC TR 31,485.0 $847K 0.01% +12K +58.7% $26.91 +7.9%
546 CFG CITIZENS FINL GROUP INC Financial Services 14,491.0 $846K 0.01% +9K +185.3% $58.41 +4.6%
547 THQ ABRDN HEALTHCARE OPPORTUNITI Financial Services 43,891.0 $840K 0.01% +2K +5.5% $19.13 -4.7%
548 MLI MUELLER INDS INC Industrials 7,279.0 $836K 0.01% +1K +21.3% $114.80 +19.3%
549 ATI ATI INC Industrials 7,202.0 $827K 0.01% +140.0 +2.0% $114.76 +33.8%
550 GWRE GUIDEWIRE SOFTWARE INC Technology 4,110.0 $826K 0.01% +733.0 +21.7% $201.01 -35.3%
551 CGMU CAPITAL GRP FIXED INCM ETF 30,066.0 $823K 0.01% +19K +172.3% $27.38 -0.7%
552 FSMB FIRST TR EXCH TRADED FD III 40,827.0 $818K 0.01% +4K +11.4% $20.04 -0.5%
553 DFUV DIMENSIONAL ETF TRUST 17,388.0 $810K 0.01% +420.0 +2.5% $46.59 +12.0%
554 CCL CARNIVAL CORP Consumer Cyclical 26,304.0 $803K 0.01% +2K +8.7% $30.54 -18.7%
555 NUBD NUSHARES ETF TR 35,836.0 $801K 0.01% +2K +6.0% $22.36 -1.7%
556 TWST TWIST BIOSCIENCE CORP Healthcare 25,237.0 $801K 0.01% +305.0 +1.2% $31.72 +56.2%
557 AON AON PLC Financial Services 2,248.0 $793K 0.01% +15.0 +0.7% $352.88 -9.4%
558 BST BLACKROCK SCIENCE & TECHNOL Financial Services 19,452.0 $789K 0.01% +4K +27.6% $40.54 +11.6%
559 AA ALCOA CORP Basic Materials 14,716.0 $782K 0.01% +1K +11.3% $53.14 +18.0%
560 HRL HORMEL FOODS CORP Consumer Defensive 32,982.0 $782K 0.01% +5K +19.9% $23.70 -16.0%
Page 28 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%