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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 31 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 RY ROYAL BK CDA Financial Services 3,477.0 $593K 0.00% +555.0 +19.0% $170.53 +5.5%
602 FEP FIRST TR EXCH TRD ALPHDX FD 10,930.0 $588K 0.00% +382.0 +3.6% $53.76 +7.6%
603 GOLF ACUSHNET HLDGS CORP Consumer Cyclical 7,333.0 $585K 0.00% +100.0 +1.4% $79.82 +7.8%
604 AOS SMITH A O CORP Industrials 8,745.0 $585K 0.00% +341.0 +4.1% $66.88 -16.3%
605 IJT ISHARES TR 4,133.0 $583K 0.00% +2K +71.1% $141.18 +12.3%
606 WTRG ESSENTIAL UTILS INC Utilities 15,194.0 $583K 0.00% +425.0 +2.9% $38.36 -2.2%
607 QSR RESTAURANT BRANDS INTL INC Consumer Cyclical 8,451.0 $577K 0.00% +154.0 +1.9% $68.23 +12.0%
608 MDB MONGODB INC Technology 1,357.0 $570K 0.00% +196.0 +16.9% $419.69 -27.8%
609 XJR ISHARES TR 13,300.0 $566K 0.00% +663.0 +5.2% $42.58 +10.8%
610 CSQ CALAMOS STRATEGIC TOTAL RETU C Financial Services 29,458.0 $566K 0.00% +3K +11.8% $19.20 +6.6%
611 GTES GATES INDL CORP PLC Industrials 26,124.0 $561K 0.00% +8K +43.6% $21.47 +19.6%
612 WDAY WORKDAY INC Technology 2,599.0 $558K 0.00% +16.0 +0.6% $214.78 -44.7%
613 BGC BGC GROUP INC Financial Services 62,429.0 $557K 0.00% +20K +48.8% $8.93 +25.3%
614 SNY SANOFI SA Healthcare 11,490.0 $557K 0.00% +6K +121.6% $48.46 -11.6%
615 WYNN WYNN RESORTS LTD Consumer Cyclical 4,625.0 $557K 0.00% +3K +149.3% $120.33 -20.7%
616 CNQ CANADIAN NAT RES LTD Energy 16,427.0 $556K 0.00% +117.0 +0.7% $33.85 +40.5%
617 VCLT VANGUARD SCOTTSDALE FDS 7,246.0 $550K 0.00% +985.0 +15.7% $75.85 -2.7%
618 DRI DARDEN RESTAURANTS INC Consumer Cyclical 2,952.0 $543K 0.00% +505.0 +20.6% $184.05 +5.7%
619 DDOG DATADOG INC Technology 3,970.0 $540K 0.00% +1K +41.7% $135.99 +49.2%
620 ILPT INDUSTRIAL LOGISTICS PPTYS Real Estate 96,600.0 $535K 0.00% +58K +150.3% $5.54 +43.5%
Page 31 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%