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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 36 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 NCA NUVEEN CALIFORNIA MUNI VLU Financial Services 29,347.0 $263K 0.00% +2K +6.0% $8.95 +5.9%
702 VGK VANGUARD INTL EQUITY INDEX 3,090.0 $258K 0.00% +216.0 +7.5% $83.62 +2.6%
703 FNDX SCHWAB STRATEGIC TR 9,442.0 $257K 0.00% +567.0 +6.4% $27.21 +11.4%
704 ALLE ALLEGION PLC Industrials 1,612.0 $257K 0.00% +63.0 +4.1% $159.22 -21.1%
705 FIX COMFORT SYS USA INC Industrials 275.0 $257K 0.00% +26.0 +10.4% $933.29 +118.8%
706 LEIDOS HOLDINGS INC 1,405.0 $253K 0.00% +12.0 +0.9% $180.40
707 HRB BLOCK H & R INC Consumer Cyclical 5,731.0 $250K 0.00% +1K +26.9% $43.59 -18.1%
708 WAB WABTEC Industrials 1,131.0 $241K 0.00% +100.0 +9.7% $213.47 +26.2%
709 CXDO CREXENDO INC Communication Services 37,152.0 $240K 0.00% +2K +4.8% $6.47 +48.7%
710 QS QUANTUMSCAPE CORP Consumer Cyclical 22,983.0 $239K 0.00% +2K +11.8% $10.42 -17.5%
711 CPT CAMDEN PPTY TR Real Estate 2,172.0 $239K 0.00% +14.0 +0.7% $110.08 -5.5%
712 BN BROOKFIELD CORP Financial Services 5,158.0 $237K 0.00% +2K +57.9% $45.89 -0.8%
713 DTM DT MIDSTREAM INC Energy 1,968.0 $236K 0.00% +31.0 +1.6% $119.72 +23.7%
714 NEBIUS GROUP N.V. 2,810.0 $235K 0.00% +762.0 +37.2% $83.70
715 HTBK HERITAGE COMM CORP Financial Services 19,058.0 $229K 0.00% +9K +86.7% $12.01 +12.0%
716 PI IMPINJ INC Technology 1,299.0 $226K 0.00% +101.0 +8.4% $174.01 -16.9%
717 VIRC VIRCO MFG CO Consumer Cyclical 35,100.0 $224K 0.00% +5K +16.2% $6.39 -5.6%
718 ITT ITT INC Industrials 1,282.0 $223K 0.00% +8.0 +0.6% $173.60 +16.8%
719 SLAB SILICON LABORATORIES INC Technology 1,659.0 $217K 0.00% +10.0 +0.6% $130.70 +66.3%
720 BSMT INVESCO EXCH TRD SLF IDX FD 9,121.0 $211K 0.00% +80.0 +0.9% $23.15 -0.6%
Page 36 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%