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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 2 of 5  ·  89 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 WHR WHIRLPOOL CORP Consumer Cyclical 12,393.0 $894K 0.01% NEW $72.15 -41.0%
22 SCHM SCHWAB STRATEGIC TR 29,045.0 $873K 0.01% NEW $30.07 +12.9%
23 ARQT ARCUTIS BIOTHERAPEUTICS INC Healthcare 28,743.0 $835K 0.01% NEW $29.04 -26.6%
24 FWD AB ACTIVE ETFS INC 7,117.0 $743K 0.01% NEW $104.41 +27.4%
25 SIBN SI-BONE INC Healthcare 34,891.0 $688K 0.00% NEW $19.72 -26.0%
26 ISHARES TR 30,470.0 $625K 0.00% NEW $20.53
27 ANGLOGOLD ASHANTI PLC 7,162.0 $611K 0.00% NEW $85.28
28 ARTY ISHARES TR 12,630.0 $609K 0.00% NEW $48.18 +36.6%
29 CGHM CAPITAL GRP FIXED INCM ETF 22,814.0 $581K 0.00% NEW $25.48 -0.3%
30 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 11,922.0 $579K 0.00% NEW $48.58 +78.7%
31 NTRA NATERA INC Healthcare 2,490.0 $570K 0.00% NEW $229.09 -14.0%
32 ANVS ANNOVIS BIO INC Healthcare 160,779.0 $556K 0.00% NEW $3.46 -40.5%
33 SHM SPDR SERIES TRUST 10,826.0 $520K 0.00% NEW $47.99 -0.6%
34 ALB ALBEMARLE CORP Basic Materials 3,623.0 $513K 0.00% NEW $141.47 +27.5%
35 OKLO OKLO INC Utilities 6,406.0 $460K 0.00% NEW $71.76 -6.3%
36 JOBY JOBY AVIATION INC Industrials 31,859.0 $421K 0.00% NEW $13.20 -19.4%
37 H HYATT HOTELS CORP Consumer Cyclical 2,586.0 $415K 0.00% NEW $160.32 +6.0%
38 SPTS SPDR SERIES TRUST 12,895.0 $378K 0.00% NEW $29.28 -1.0%
39 FE FIRSTENERGY CORP Utilities 8,297.0 $371K 0.00% NEW $44.77 -0.6%
40 BROWN FORMAN CORP 14,192.0 $370K 0.00% NEW $26.06
Page 2 of 5  ·  89 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%