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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 4 of 5  ·  89 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 GCOW PACER FDS TR 5,641.0 $233K 0.00% NEW $41.22 +11.6%
62 SPEM SPDR INDEX SHS FDS 4,941.0 $231K 0.00% NEW $46.81 +8.6%
63 NI NISOURCE INC Utilities 5,511.0 $230K 0.00% NEW $41.76 +13.6%
64 BC BRUNSWICK CORP Consumer Cyclical 3,066.0 $228K 0.00% NEW $74.26 +4.4%
65 COKE COCA COLA CONS INC Consumer Defensive 1,480.0 $227K 0.00% NEW $153.30 +6.6%
66 DFAR DIMENSIONAL ETF TRUST 9,807.0 $225K 0.00% NEW $22.90 +10.6%
67 374WATER INC 109,294.0 $223K 0.00% NEW $2.04
68 SEB SEABOARD CORP DEL C Industrials 50.0 $222K 0.00% NEW $4444.82 +6.0%
69 BNS BANK NOVA SCOTIA HALIFAX Financial Services 3,013.0 $222K 0.00% NEW $73.71 +4.6%
70 NTSK NETSKOPE INC Technology 12,550.0 $220K 0.00% NEW $17.54 -37.7%
71 INTF ISHARES TR 5,776.0 $218K 0.00% NEW $37.75 +7.6%
72 IOO ISHARES TR 1,693.0 $214K 0.00% NEW $126.67 +11.1%
73 GIL GILDAN ACTIVEWEAR INC Consumer Cyclical 3,390.0 $212K 0.00% NEW $62.46 -8.6%
74 UAL UNITED AIRLS HLDGS INC Industrials 1,885.0 $211K 0.00% NEW $111.82 -14.1%
75 ULTA ULTA BEAUTY INC Consumer Cyclical 340.0 $206K 0.00% NEW $605.01 -17.6%
76 DCOR DIMENSIONAL ETF TRUST 2,766.0 $204K 0.00% NEW $73.63 +8.5%
77 NRG NRG ENERGY INC Utilities 1,263.0 $201K 0.00% NEW $159.25 -15.4%
78 ROKT SPDR SERIES TRUST 2,354.0 $200K 0.00% NEW $85.09 +38.2%
79 NPV NUVEEN VIRGINIA QLTY MUNCPL Financial Services 17,817.0 $197K 0.00% NEW $11.07 +2.2%
80 BLUEROCK PVT REAL ESTATE FD 12,221.0 $183K 0.00% NEW $15.00
Page 4 of 5  ·  89 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%