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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 5 of 5  ·  89 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 MDIV FIRST TR EXCHANGE TRADED FD 10,775.0 $169K 0.00% NEW $15.72 +5.4%
82 PUTNAM ETF TRUST F 14,352.0 $166K 0.00% NEW $11.57
83 EXK ENDEAVOUR SILVER CORP Basic Materials 11,195.0 $105K 0.00% NEW $9.40 +14.8%
84 MSFT PUT MICROSOFT CORP Technology 20.0 $35K NEW $1726.25 -76.3%
85 LPRO OPEN LENDING CORP Financial Services 18,295.0 $28K NEW $1.55 +18.1%
86 AMZN CALL AMAZON COM INC Consumer Cyclical 2.0 $4K NEW $2240.00 -88.2%
87 ORCL CALL ORACLE CORP Technology 3.0 $4K NEW $1401.33 -86.0%
88 SPY PUT SPDR S&P 500 ETF TR Financial Services 1.0 $3K NEW $3476.00 -78.7%
89 RGTI PUT RIGETTI COMPUTING INC Technology 1.0 $2K NEW $1670.00 -98.8%
Page 5 of 5  ·  89 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%