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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 61 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1201 FNY FIRST TR EXCHANGE-TRADED ALP 4,504.0 $413K 0.00% NEW $91.61 +7.4%
1202 RGTI RIGETTI COMPUTING INC Technology 13,822.0 $412K 0.00% NEW $29.79 -44.2%
1203 IWY ISHARES TR 1,494.0 $409K 0.00% NEW $273.65 +5.8%
1204 TFLR T ROWE PRICE ETF INC 7,934.0 $408K 0.00% NEW $51.46 -1.1%
1205 UBS UBS GROUP AG Financial Services 9,926.0 $407K 0.00% NEW $41.00 +12.9%
1206 SRAD SPORTRADAR GROUP AG Technology 15,084.0 $406K 0.00% NEW $26.90 -51.2%
1207 EQWL INVESCO EXCHANGE TRADED FD T 3,533.0 $405K 0.00% NEW $114.68 +8.3%
1208 KAI KADANT INC Industrials 1,352.0 $402K 0.00% NEW $297.58 +5.6%
1209 NXST NEXSTAR MEDIA GROUP INC Communication Services 2,024.0 $400K 0.00% NEW $197.74 -0.6%
1210 DDOG DATADOG INC Technology 2,801.0 $399K 0.00% NEW $142.40 +46.6%
1211 WABC WESTAMERICA BANCORPORATION Financial Services 7,972.0 $399K 0.00% NEW $49.99 +9.3%
1212 BGC BGC GROUP INC Financial Services 41,970.0 $397K 0.00% NEW $9.46 +19.6%
1213 SDOG ALPS ETF TR 6,582.0 $396K 0.00% NEW $60.23 +10.3%
1214 BANF BANCFIRST CORP Financial Services 3,132.0 $396K 0.00% NEW $126.45 -14.4%
1215 GSLC GOLDMAN SACHS ETF TR 3,022.0 $394K 0.00% NEW $130.28 +6.8%
1216 TFLO ISHARES TR 7,782.0 $394K 0.00% NEW $50.59 -0.0%
1217 CEF SPROTT ASSET MANAGEMENT LP Financial Services 10,675.0 $392K 0.00% NEW $36.69 +27.3%
1218 BTO HANCOCK JOHN FINL OPPTYS FD Financial Services 10,817.0 $389K 0.00% NEW $35.98 -0.4%
1219 DGX QUEST DIAGNOSTICS INC Healthcare 2,034.0 $388K 0.00% NEW $190.58 -0.4%
1220 AG FIRST MAJESTIC SILVER CORP Basic Materials 31,487.0 $387K 0.00% NEW $12.29 +53.0%
Page 61 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%