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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 63 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1241 MAA MID-AMER APT CMNTYS INC Real Estate 2,601.0 $363K 0.00% NEW $139.73 -8.2%
1242 NUDM NUSHARES ETF TR 9,649.0 $363K 0.00% NEW $37.62 +0.6%
1243 TRIN TRINITY CAP INC Financial Services 23,317.0 $361K 0.00% NEW $15.48 +9.9%
1244 MDB MONGODB INC Technology 1,161.0 $360K 0.00% NEW $310.38 +6.3%
1245 BIZD VANECK ETF TRUST 24,085.0 $360K 0.00% NEW $14.94 -16.9%
1246 OMAH TIDAL TRUST III 18,647.0 $359K 0.00% NEW $19.26 -1.6%
1247 BLACKROCK CALIF MUN INCOME T 32,779.0 $359K 0.00% NEW $10.95
1248 QBTS D-WAVE QUANTUM INC Technology 14,465.0 $357K 0.00% NEW $24.71 -22.9%
1249 EFX EQUIFAX INC Industrials 1,391.0 $357K 0.00% NEW $256.56 -36.0%
1250 LAD LITHIA MTRS INC Consumer Cyclical 1,126.0 $356K 0.00% NEW $316.25 -16.2%
1251 GOOD GLADSTONE COMMERCIAL CORP Real Estate 28,791.0 $355K 0.00% NEW $12.32 +1.6%
1252 OZK BANK OZK LITTLE ROCK ARK Financial Services 6,948.0 $354K 0.00% NEW $50.98 -7.2%
1253 EL LAUDER ESTEE COS INC Consumer Defensive 4,003.0 $353K 0.00% NEW $88.13 -9.2%
1254 NAD NUVEEN QUALITY MUNCP INCOME Financial Services 30,091.0 $352K 0.00% NEW $11.69 -1.5%
1255 ISSC INNOVATIVE SOLUTIONS & SUPPO Industrials 28,132.0 $351K 0.00% NEW $12.49 +30.2%
1256 AAAU GOLDMAN SACHS PHYSICAL GOLD Financial Services 9,183.0 $350K 0.00% NEW $38.12 +15.9%
1257 NZF NUVEEN MUNICIPAL CREDIT INC Financial Services 27,778.0 $349K 0.00% NEW $12.56 -3.7%
1258 CRSP CRISPR THERAPEUTICS AG Healthcare 5,379.0 $349K 0.00% NEW $64.81 -25.1%
1259 ON ON SEMICONDUCTOR CORP Technology 6,978.0 $344K 0.00% NEW $49.31 +121.9%
1260 PTY PIMCO CORPORATE & INCOME OPP Financial Services 23,766.0 $343K 0.00% NEW $14.44 -19.3%
Page 63 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%