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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 12 of 25  ·  494 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 MLPA GLOBAL X FDS 35,729.0 $1.7M 0.01% -2K -5.8% $48.41 +14.9%
222 RLJ LODGING TR 69,129.0 $1.7M 0.01% -3K -4.1% $24.90
223 LW LAMB WESTON HLDGS INC Consumer Defensive 41,016.0 $1.7M 0.01% -34K -45.1% $41.89 +1.3%
224 SYLD CAMBRIA ETF TR 24,667.0 $1.7M 0.01% -1K -4.1% $69.52 +10.6%
225 ANIX ANIXA BIOSCIENCES INC Healthcare 539,272.0 $1.7M 0.01% -75K -12.2% $3.12 -16.3%
226 IDU ISHARES TR 15,435.0 $1.7M 0.01% -539.0 -3.4% $108.36 +2.6%
227 JHMD JOHN HANCOCK EXCHANGE TRADE 39,913.0 $1.7M 0.01% -1K -3.2% $41.53 +6.5%
228 FIW FIRST TR EXCHANGE-TRADED FD 15,156.0 $1.6M 0.01% -298.0 -1.9% $108.64 -8.0%
229 FDUS FIDUS INVT CORP Financial Services 81,870.0 $1.6M 0.01% -74K -47.4% $19.30 -4.0%
230 J P MORGAN EXCHANGE TRADED 33,140.0 $1.6M 0.01% -20K -37.7% $47.56
231 LDSF FIRST TR EXCHNG TRADED FD V 81,719.0 $1.6M 0.01% -2K -2.8% $19.16 -1.5%
232 EIPI FIRST TR EXCHNG TRADED FD V 77,769.0 $1.5M 0.01% -15K -16.2% $19.87 +13.7%
233 CPNG COUPANG INC Consumer Cyclical 64,706.0 $1.5M 0.01% -88K -57.5% $23.59 -34.8%
234 WRB BERKLEY W R CORP Financial Services 21,579.0 $1.5M 0.01% -861.0 -3.8% $70.12 -5.2%
235 DWLD DAVIS FUNDAMENTAL ETF TR 32,304.0 $1.5M 0.01% -407.0 -1.2% $46.64 +2.0%
236 MDU MDU RES GROUP INC Industrials 76,879.0 $1.5M 0.01% -6K -6.7% $19.52 +14.7%
237 MPLX MPLX LP Energy 27,847.0 $1.5M 0.01% -655.0 -2.3% $53.37 +3.6%
238 CACI CACI INTL INC Technology 2,751.0 $1.5M 0.01% -868.0 -24.0% $532.81 -7.5%
239 SCHB SCHWAB STRATEGIC TR 54,868.0 $1.4M 0.01% -2K -3.1% $26.23 +7.6%
240 DOW DOW INC Basic Materials 60,741.0 $1.4M 0.01% -39K -39.4% $23.38 +65.0%
Page 12 of 25  ·  494 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%