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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 17 of 25  ·  494 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 NOV NOV INC Energy 45,702.0 $714K 0.00% -1K -2.9% $15.63 +34.7%
322 WU WESTERN UN CO Financial Services 76,524.0 $712K 0.00% -4K -4.5% $9.31 -9.1%
323 RCL ROYAL CARIBBEAN GROUP Consumer Cyclical 2,507.0 $700K 0.00% -205.0 -7.6% $279.03 -9.2%
324 MFS ACTIVE EXCHANGE TRADED 22,811.0 $695K 0.00% -2K -6.4% $30.45
325 JHG JANUS HENDERSON GROUP PLC Financial Services 14,520.0 $691K 0.00% -447.0 -3.0% $47.57 +8.9%
326 HYD VANECK ETF TRUST 13,480.0 $689K 0.00% -1K -7.3% $51.12 -1.1%
327 OXY OCCIDENTAL PETE CORP Energy 16,648.0 $685K 0.00% -6K -27.7% $41.12 +45.5%
328 PLYMOUTH INDL REIT INC 31,282.0 $684K 0.00% -519.0 -1.6% $21.88
329 SGOL ETFS GOLD TR Financial Services 16,628.0 $683K 0.00% -1K -5.7% $41.08 +5.6%
330 TOL TOLL BROTHERS INC Consumer Cyclical 5,027.0 $680K 0.00% -195.0 -3.7% $135.23 -6.1%
331 CAVA CAVA GROUP INC Consumer Cyclical 11,474.0 $673K 0.00% -30K -72.2% $58.69 +34.5%
332 VOD VODAFONE GROUP PLC NEW Communication Services 50,676.0 $669K 0.00% -78K -60.6% $13.21 +13.5%
333 NUVEEN S&P 500 BUY-WRITE IN 44,517.0 $654K 0.00% -2K -5.3% $14.70
334 FLRT PACER FDS TR 13,782.0 $650K 0.00% -402.0 -2.8% $47.14 -0.5%
335 CINF CINCINNATI FINL CORP Financial Services 3,945.0 $644K 0.00% -239.0 -5.7% $163.34 +3.2%
336 TXT TEXTRON INC Industrials 7,314.0 $638K 0.00% -178.0 -2.4% $87.17 +3.4%
337 POTLATCHDELTIC CORPORATION 16,001.0 $637K 0.00% -29K -64.1% $39.78
338 PFFA ETFIS SER TR I 29,411.0 $634K 0.00% -592.0 -2.0% $21.55 +0.1%
339 GNRC GENERAC HLDGS INC Industrials 4,479.0 $611K 0.00% -770.0 -14.7% $136.37 +94.3%
340 NUVEEN DOW 30 DYNMC OVERWRT 39,943.0 $610K 0.00% -2K -3.7% $15.26
Page 17 of 25  ·  494 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%