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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 22 of 25  ·  494 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 BUI BLACKROCK UTILS INFRASTRUCT Financial Services 12,455.0 $320K 0.00% -119.0 -0.9% $25.69 +6.3%
422 XMMO INVESCO EXCHANGE TRADED FD 2,293.0 $317K 0.00% -100.0 -4.2% $138.46 +16.4%
423 BTO HANCOCK JOHN FINL OPPTYS FD S Financial Services 9,006.0 $316K 0.00% -2K -16.7% $35.08 +2.8%
424 OPBK OP BANCORP Financial Services 22,307.0 $315K 0.00% -494.0 -2.2% $14.12 -1.3%
425 RACE FERRARI N V Consumer Cyclical 849.0 $314K 0.00% -24.0 -2.8% $369.64 -12.6%
426 OZK BANK OZK LITTLE ROCK ARK Financial Services 6,635.0 $305K 0.00% -313.0 -4.5% $46.02 +3.1%
427 MFC MANULIFE FINL CORP Financial Services 8,346.0 $303K 0.00% -285.0 -3.3% $36.28 +4.8%
428 XMLV INVESCO EXCH TRADED FD TR I 4,826.0 $301K 0.00% -77.0 -1.6% $62.38 +4.3%
429 CHRW C H ROBINSON WORLDWIDE INC Industrials 1,870.0 $301K 0.00% -211.0 -10.1% $160.83 +4.9%
430 PDO PIMCO DYNAMIC INCOME OPRNTS Financial Services 21,633.0 $299K 0.00% -2K -9.0% $13.84 -8.0%
431 JPC NUVEEN PFD & INCOME OPPORTU Financial Services 36,794.0 $298K 0.00% -10K -21.3% $8.11 -5.0%
432 EFX EQUIFAX INC Industrials 1,375.0 $298K 0.00% -16.0 -1.1% $217.01 -24.2%
433 MCN XAI MADISON EQUITY PREMIUM I C Financial Services 49,321.0 $296K 0.00% -3K -5.8% $6.00 -3.2%
434 PDI PIMCO DYNAMIC INCOME FD Financial Services 16,666.0 $295K 0.00% -2K -10.7% $17.71 -5.6%
435 RGT ROYCE GLOBAL TRUST INC Financial Services 22,427.0 $294K 0.00% -326.0 -1.4% $13.11 +7.6%
436 BRO BROWN & BROWN INC Financial Services 3,674.0 $293K 0.00% -19K -84.1% $79.70 -27.0%
437 INVX INNOVEX INTERNATIONAL INC Energy 13,300.0 $291K 0.00% -500.0 -3.6% $21.87 +35.1%
438 LULU LULULEMON ATHLETICA INC Consumer Cyclical 1,385.0 $288K 0.00% -411.0 -22.9% $207.81 -42.6%
439 UEC URANIUM ENERGY CORP Energy 24,591.0 $287K 0.00% -557.0 -2.2% $11.68 +13.2%
440 FUTY FIDELITY COVINGTON TRUST 5,167.0 $285K 0.00% -165.0 -3.1% $55.22 +2.2%
Page 22 of 25  ·  494 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%