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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 60 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1181 SCHA SCHWAB STRATEGIC TR 15,888.0 $452K 0.00% +320.0 +2.1% $28.48 +12.6%
1182 VGSH VANGUARD SCOTTSDALE FDS 7,696.0 $452K 0.00% -63.0 -0.8% $58.73 -1.0%
1183 TRN TRINITY INDS INC Industrials 17,091.0 $452K 0.00% $26.44 +29.6%
1184 RQI COHEN & STEERS QUALITY INCO Financial Services 39,559.0 $452K 0.00% +513.0 +1.3% $11.42 +14.4%
1185 PAAS PAN AMERN SILVER CORP Basic Materials 8,707.0 $451K 0.00% -7K -44.6% $51.81 +6.5%
1186 RLI RLI CORP Financial Services 7,040.0 $450K 0.00% +2K +52.5% $63.98 -17.2%
1187 VGSR MANAGER DIRECTED PORTFOLIOS 43,260.0 $450K 0.00% +1K +2.8% $10.40 +6.7%
1188 UUUU ENERGY FUELS INC Energy 30,698.0 $446K 0.00% +1K +5.0% $14.54 +19.7%
1189 MATX MATSON INC Industrials 3,597.0 $444K 0.00% +217.0 +6.4% $123.55 +49.1%
1190 SMMD ISHARES TR 5,842.0 $438K 0.00% +754.0 +14.8% $74.94 +11.7%
1191 ISCG ISHARES TR M 7,860.0 $436K 0.00% +2K +29.7% $55.46 +7.0%
1192 PBDC PUTNAM ETF TRUST B 14,176.0 $434K 0.00% -860.0 -5.7% $30.60 -12.2%
1193 TFLR T ROWE PRICE ETF INC 8,388.0 $431K 0.00% +454.0 +5.7% $51.40 -1.0%
1194 TRIN TRINITY CAP INC Financial Services 29,399.0 $431K 0.00% +6K +26.1% $14.65 +16.1%
1195 GBX GREENBRIER COS INC Industrials 9,207.0 $430K 0.00% $46.74 +2.6%
1196 RSPT INVESCO EXCHANGE TRADED FD 9,456.0 $430K 0.00% -125.0 -1.3% $45.51 +25.9%
1197 INVESCO EXCH TRADED FD TR I 7,910.0 $427K 0.00% +96.0 +1.2% $54.02
1198 PNTG PENNANT GROUP INC Healthcare 15,126.0 $426K 0.00% $28.15 +25.5%
1199 IYG ISHARES TR 4,598.0 $424K 0.00% +479.0 +11.6% $92.25 -6.9%
1200 MAA MID-AMER APT CMNTYS INC Real Estate 3,032.0 $421K 0.00% +431.0 +16.6% $138.91 -7.7%
Page 60 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%