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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 66 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1301 ALGN ALIGN TECHNOLOGY INC Healthcare 1,999.0 $312K 0.00% NEW $156.15 +4.7%
1302 MNST MONSTER BEVERAGE CORP NEW Consumer Defensive 4,071.0 $312K 0.00% +141.0 +3.6% $76.67 +13.3%
1303 KYN KAYNE ANDERSON ENERGY INFRS Financial Services 24,748.0 $306K 0.00% $12.38 +15.8%
1304 WSM WILLIAMS SONOMA INC Consumer Cyclical 1,710.0 $305K 0.00% +70.0 +4.3% $178.59 +0.9%
1305 OZK BANK OZK LITTLE ROCK ARK Financial Services 6,635.0 $305K 0.00% -313.0 -4.5% $46.02 +4.9%
1306 ITRN ITURAN LOCATION AND CONTROL Technology 7,069.0 $304K 0.00% +103.0 +1.5% $43.01 +32.9%
1307 IXG ISHARES TR 2,516.0 $304K 0.00% $120.79 +1.2%
1308 MFC MANULIFE FINL CORP Financial Services 8,346.0 $303K 0.00% -285.0 -3.3% $36.28 +6.7%
1309 TRUST FOR PROFESSIONAL MANA 11,900.0 $302K 0.00% NEW $25.36
1310 XMLV INVESCO EXCH TRADED FD TR I 4,826.0 $301K 0.00% -77.0 -1.6% $62.38 +4.5%
1311 CHRW C H ROBINSON WORLDWIDE INC Industrials 1,870.0 $301K 0.00% -211.0 -10.1% $160.83 +12.3%
1312 BIBL NORTHERN LTS FD TR IV 6,652.0 $300K 0.00% $45.13 +16.7%
1313 PDO PIMCO DYNAMIC INCOME OPRNTS Financial Services 21,633.0 $299K 0.00% -2K -9.0% $13.84 -6.9%
1314 JPC NUVEEN PFD & INCOME OPPORTU Financial Services 36,794.0 $298K 0.00% -10K -21.3% $8.11 -3.9%
1315 EFX EQUIFAX INC Industrials 1,375.0 $298K 0.00% -16.0 -1.1% $217.01 -24.0%
1316 NWN NORTHWEST NAT HLDG CO Utilities 6,376.0 $298K 0.00% +1K +20.3% $46.74 +6.8%
1317 IIIV I3 VERTICALS INC Technology 11,800.0 $297K 0.00% +3K +40.5% $25.19 -22.1%
1318 MCN XAI MADISON EQUITY PREMIUM I C Financial Services 49,321.0 $296K 0.00% -3K -5.8% $6.00 -2.8%
1319 PDI PIMCO DYNAMIC INCOME FD Financial Services 16,666.0 $295K 0.00% -2K -10.7% $17.71 -5.6%
1320 RGT ROYCE GLOBAL TRUST INC Financial Services 22,427.0 $294K 0.00% -326.0 -1.4% $13.11 +7.4%
Page 66 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%