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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 73 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1441 RKLB ROCKET LAB CORP Industrials 4,346.0 $208K 0.00% NEW $47.91 +160.4%
1442 ALLY ALLY FINL INC Financial Services 5,304.0 $208K 0.00% NEW $39.20 +7.4%
1443 WAB WABTEC Industrials 1,031.0 $207K 0.00% NEW $200.52 +31.6%
1444 FIX COMFORT SYS USA INC Industrials 249.0 $205K 0.00% NEW $825.18 +141.5%
1445 ONTO ONTO INNOVATION INC Technology 1,590.0 $205K 0.00% NEW $129.22 +110.3%
1446 TYL TYLER TECHNOLOGIES INC Technology 392.0 $205K 0.00% NEW $523.16 -40.4%
1447 RGCO RGC RES INC Utilities 9,126.0 $205K 0.00% NEW $22.44 -1.3%
1448 FCF FIRST COMWLTH FINL CORP PA Financial Services 11,993.0 $204K 0.00% NEW $17.05 +5.9%
1449 DY DYCOM INDS INC Industrials 700.0 $204K 0.00% NEW $291.76 +49.9%
1450 PSTL POSTAL REALTY TRUST INC Real Estate 13,003.0 $204K 0.00% NEW $15.69 +44.6%
1451 INCY INCYTE CORP Healthcare 2,404.0 $204K 0.00% NEW $84.81 +12.4%
1452 IBD NORTHERN LTS FD TR IV 8,433.0 $204K 0.00% NEW $24.15 -1.6%
1453 NEU NEWMARKET CORP Basic Materials 245.0 $203K 0.00% NEW $828.21 -17.6%
1454 CLW CLEARWATER PAPER CORP Basic Materials 9,700.0 $201K 0.00% NEW $20.76 -34.4%
1455 CALM CAL MAINE FOODS INC Consumer Defensive 2,134.0 $201K 0.00% NEW $94.10 -17.5%
1456 ESS ESSEX PPTY TR INC Real Estate 750.0 $201K 0.00% NEW $267.66 -0.2%
1457 IFRA ISHARES TR 3,799.0 $201K 0.00% NEW $52.82 +14.0%
1458 PFD FLAHERTY & CRUMRINE PFD INCO Financial Services 16,600.0 $200K 0.00% NEW $12.02 -5.6%
1459 NUW NUVEEN AMT-FREE MUN VALUE FD Financial Services 14,000.0 $199K 0.00% NEW $14.18 -1.9%
1460 EVN EATON VANCE MUNI INCOME TRUS Financial Services 17,551.0 $194K 0.00% NEW $11.07 -5.2%
Page 73 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%