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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 73 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1441 RNP COHEN & STEERS REIT & PFD & Financial Services 10,754.0 $214K 0.00% $19.86 +2.8%
1442 CW CURTISS WRIGHT CORP Industrials 386.0 $213K 0.00% $551.27 +36.2%
1443 CLH CLEAN HARBORS INC Industrials 905.0 $212K 0.00% -25.0 -2.7% $234.48 +29.5%
1444 ACLS AXCELIS TECHNOLOGIES INC Technology 2,637.0 $212K 0.00% $80.34 +93.2%
1445 GIL GILDAN ACTIVEWEAR INC Consumer Cyclical 3,390.0 $212K 0.00% NEW $62.46 -8.6%
1446 BSMT INVESCO EXCH TRD SLF IDX FD 9,121.0 $211K 0.00% +80.0 +0.9% $23.15 -0.6%
1447 UAL UNITED AIRLS HLDGS INC Industrials 1,885.0 $211K 0.00% NEW $111.82 -14.1%
1448 PSTL POSTAL REALTY TRUST INC Real Estate 13,003.0 $210K 0.00% $16.14 +42.5%
1449 ULTA ULTA BEAUTY INC Consumer Cyclical 340.0 $206K 0.00% NEW $605.01 -17.6%
1450 NTRS NORTHERN TR CORP Financial Services 1,501.0 $205K 0.00% -66.0 -4.2% $136.67 +20.2%
1451 POWR ISHARES INC 8,706.0 $205K 0.00% +268.0 +3.2% $23.53 +16.8%
1452 IBD NORTHERN LTS FD TR IV 8,433.0 $204K 0.00% $24.20 -1.8%
1453 DCOR DIMENSIONAL ETF TRUST 2,766.0 $204K 0.00% NEW $73.63 +8.5%
1454 PFL PIMCO INCOME STRATEGY FD Financial Services 23,999.0 $202K 0.00% +8K +47.1% $8.43 -8.5%
1455 AMSC AMERICAN SUPERCONDUCTOR COR Industrials 7,008.0 $202K 0.00% +731.0 +11.7% $28.78 +91.3%
1456 NRG NRG ENERGY INC Utilities 1,263.0 $201K 0.00% NEW $159.25 -15.4%
1457 NUW NUVEEN AMT-FREE MUN VALUE FD C Financial Services 14,000.0 $200K 0.00% $14.31 -1.8%
1458 ROKT SPDR SERIES TRUST 2,354.0 $200K 0.00% NEW $85.09 +38.2%
1459 MRCC MONROE CAP CORP Financial Services 31,322.0 $200K 0.00% +374.0 +1.2% $6.37 -20.3%
1460 NUV NUVEEN MUN VALUE FD INC C Financial Services 21,969.0 $199K 0.00% +5K +29.3% $9.06 +1.2%
Page 73 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%