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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 75 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1481 PCQ PIMCO CALIF MUN INCOME FD Financial Services 14,364.0 $125K 0.00% NEW $8.72 -1.0%
1482 FPI FARMLAND PARTNERS INC Real Estate 10,020.0 $109K 0.00% NEW $10.88 -4.6%
1483 MMU WESTERN ASSET MANAGED MUNS F Financial Services 10,110.0 $105K 0.00% NEW $10.34 -2.7%
1484 GUT GABELLI UTIL TR Financial Services 16,950.0 $103K 0.00% NEW $6.07 +1.1%
1485 DC DAKOTA GOLD CORP Basic Materials 22,374.0 $102K 0.00% NEW $4.55 +21.9%
1486 HTBK HERITAGE COMM CORP Financial Services 10,210.0 $101K 0.00% NEW $9.93 +35.4%
1487 RPAY REPAY HLDGS CORP Technology 17,885.0 $94K 0.00% NEW $5.23 -31.1%
1488 GENELUX CORPORATION 21,779.0 $91K 0.00% NEW $4.20
1489 ERIC TELEFONAKTIEBOLAGET LM ERICS Technology 10,000.0 $83K 0.00% NEW $8.27 +54.1%
1490 HIX WESTERN ASSET HIGH INCOM FD Financial Services 18,506.0 $81K 0.00% NEW $4.35 -9.8%
1491 COF PUT CAPITAL ONE FINL CORP Financial Services 20.0 $78K NEW $3890.00 -95.2%
1492 PLTR PUT PALANTIR TECHNOLOGIES INC Technology 70.0 $77K NEW $1105.00 -87.9%
1493 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 14,908.0 $77K NEW $5.16 +0.3%
1494 LITHIUM ARGENTINA AG 22,550.0 $75K NEW $3.34
1495 IGR CBRE GBL REAL ESTATE INC FD Financial Services 14,445.0 $74K NEW $5.14 -9.6%
1496 FTF FRANKLIN LTD DURATION INCOME Financial Services 11,275.0 $72K NEW $6.37 -7.7%
1497 LYG LLOYDS BANKING GROUP PLC Financial Services 15,438.0 $70K NEW $4.54 +14.0%
1498 DHY CREDIT SUISSE HIGH YIELD CRE Financial Services 33,100.0 $68K NEW $2.06 -14.6%
1499 BZAI BLAIZE HLDGS INC Technology 19,317.0 $67K NEW $3.45 -63.0%
1500 EGY VAALCO ENERGY INC Energy 16,100.0 $65K NEW $4.02 +51.4%
Page 75 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%