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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 76 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1501 TWO HARBORS INVENTMENT CORP 50,000.0 $50K $0.99
1502 RPAY REPAY HLDGS CORP Technology 10,611.0 $39K -7K -40.7% $3.65 -7.7%
1503 TRAEGER INC 35,300.0 $38K -11K -23.1% $1.08
1504 MSFT PUT MICROSOFT CORP Technology 20.0 $35K NEW $1726.25 -76.3%
1505 LPRO OPEN LENDING CORP Financial Services 18,295.0 $28K NEW $1.55 +18.1%
1506 BZAI BLAIZE HLDGS INC Technology 14,500.0 $28K -5K -24.9% $1.95 -32.8%
1507 REDWOOD TRUST INC 25,000.0 $25K $0.99
1508 PLUG PLUG POWER INC Industrials 11,703.0 $23K $1.97 +92.4%
1509 TSLA PUT TESLA INC Consumer Cyclical 9.0 $7K $755.78 -41.3%
1510 VRME VERIFYME INC Industrials 10,424.0 $6K $0.60 +19.9%
1511 GOOG CALL ALPHABET INC Communication Services 1.0 $6K $5501.00 -92.8%
1512 AMZN CALL AMAZON COM INC Consumer Cyclical 2.0 $4K NEW $2240.00 -88.2%
1513 ORCL CALL ORACLE CORP Technology 3.0 $4K NEW $1401.33 -86.0%
1514 CCJ CALL CAMECO CORP Energy 1.0 $4K $3615.00 -97.0%
1515 SPY PUT SPDR S&P 500 ETF TR Financial Services 1.0 $3K NEW $3476.00 -78.7%
1516 BROS CALL DUTCH BROS INC Consumer Cyclical 1.0 $3K $3430.00 -98.5%
1517 ZONE CLEANCORE SOLUTIONS INC C Industrials 11,493.0 $3K $0.26 +126.9%
1518 RGTI PUT RIGETTI COMPUTING INC Technology 1.0 $2K NEW $1670.00 -98.8%
1519 NVDA CALL NVIDIA CORPORATION Technology 4.0 $44.0 $11.00 +2043.1%
Page 76 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%