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Portfolio (Quarterly) Guide ↗

SIG BROKERAGE, LP

· CIK 0001094429
13F Portfolio $3.8B AUM 769 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 358 New 161 Added 133 Reduced 245 Exited
Page 36 of 39  ·  769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 TPH TRI POINTE HOMES INC Consumer Cyclical 4,508.0 $211K 0.01% NEW $46.73 +0.5%
702 PFE PUT PFIZER INC Healthcare 7,500.0 $211K 0.01% NEW $28.08 -7.6%
703 HUM HUMANA INC Healthcare 1,211.0 $210K 0.01% -1K -51.3% $173.39 +75.1%
704 SNOW SNOWFLAKE INC Technology 1,384.0 $209K 0.01% NEW $150.82 +10.7%
705 LII LENNOX INTL INC Industrials 449.0 $208K 0.01% -142.0 -24.0% $464.13 +3.5%
706 CRSP CRISPR THERAPEUTICS AG Healthcare 4,326.0 $206K 0.01% NEW $47.57 +4.9%
707 AGNC PUT AGNC INVT CORP Real Estate 20,000.0 $201K 0.01% $10.03 +2.3%
708 CDE COEUR MNG INC Basic Materials 10,039.0 $188K 0.01% -505.0 -4.8% $18.77 -5.0%
709 IAG CALL IAMGOLD CORP Basic Materials 10,000.0 $188K 0.01% NEW $18.82 -10.8%
710 NCLH CALL NORWEGIAN CRUISE LINE HLDGS Consumer Cyclical 10,000.0 $187K 0.01% NEW $18.70 -11.9%
711 MLTX CALL MOONLAKE IMMUNOTHERAPEUTICS Healthcare 10,000.0 $186K 0.01% NEW $18.64 -0.9%
712 RIOT CALL RIOT PLATFORMS INC Financial Services 15,000.0 $185K 0.01% $12.36 +91.5%
713 XPEV XPENG INC Consumer Cyclical 10,773.0 $184K 0.01% NEW $17.11 -11.5%
714 GRPN PUT GROUPON INC Communication Services 15,000.0 $178K 0.01% NEW $11.90 +53.1%
715 UWMC PUT UWM HOLDINGS CORPORATION Financial Services 49,300.0 $178K 0.01% $3.62 -16.9%
716 JBLU CALL JETBLUE AIRWAYS CORP Industrials 40,000.0 $177K 0.01% $4.42 +13.3%
717 FOA CALL FINANCE OF AMERICA COMPAN Financial Services 10,000.0 $166K 0.00% $16.60 +17.2%
718 RIVN CALL RIVIAN AUTOMOTIVE INC Consumer Cyclical 10,000.0 $150K 0.00% $15.05 -8.8%
719 AUPH CALL AURINIA PHARMACEUTICALS INC Healthcare 10,000.0 $148K 0.00% $14.82 +4.3%
720 AUPH PUT AURINIA PHARMACEUTICALS INC Healthcare 10,000.0 $148K 0.00% $14.82 +4.3%
Page 36 of 39  ·  769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 20.4%
Healthcare 19.6%
Technology 18.7%
Consumer Cyclical 11.1%
Communication Services 10.3%
Industrials 7.0%
Energy 5.1%
Consumer Defensive 3.3%
Basic Materials 2.4%
Utilities 1.6%