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Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565
13F Portfolio $1.1B AUM 231 positions Filed Jul 24, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 42 New 93 Added 54 Reduced 31 Exited
Page 3 of 3  ·  54 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 GLW CORNING INC Technology 1,837.0 $469K 0.04% -657.0 -26.3% $255.43 -41.4%
42 WMB WILLIAMS COS INC Energy 3,141.0 $234K 0.02% -13K -81.1% $74.34 -5.2%
43 CSCO CISCO SYS INC Technology 1,451.0 $170K 0.02% -11K -87.9% $117.46 -5.5%
44 PLTR PALANTIR TECHNOLOGIES INC Technology 873.0 $102K 0.01% -8K -89.7% $116.67 +54.2%
45 AXP AMERICAN EXPRESS CO Financial Services 248.0 $84K 0.01% -6K -96.0% $338.25 -0.7%
46 ISRG INTUITIVE SURGICAL INC Healthcare 131.0 $52K 0.01% -2K -92.1% $397.68 -4.7%
47 CRM SALESFORCE INC Technology 309.0 $48K 0.00% -5K -93.8% $156.66 +33.5%
48 CDNS CADENCE DESIGN SYSTEM INC Technology 102.0 $38K 0.00% -2K -94.5% $375.32 -15.0%
49 NOW SERVICENOW INC Technology 375.0 $37K 0.00% -25K -98.5% $99.28 +29.4%
50 INTU INTUIT Technology 102.0 $27K 0.00% -4K -97.7% $261.00 +40.6%
51 IEF ISHARES TR 231.0 $22K 0.00% -2K -90.7% $94.57 -1.9%
52 ZTS ZOETIS INC Healthcare 147.0 $11K 0.00% -3.0 -2.0% $71.86 +8.2%
53 FISV FISERV INC Technology 156.0 $8K 0.00% -42.0 -21.2% $49.05 +7.2%
54 EFX EQUIFAX INC Industrials 40.0 $6K 0.00% -1.0 -2.4% $158.72 +21.4%
Page 3 of 3  ·  54 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.5%
Financial Services 20.8%
Industrials 12.2%
Communication Services 11.4%
Real Estate 9.0%
Consumer Cyclical 6.5%
Healthcare 5.5%
Consumer Defensive 4.2%
Energy 3.5%
Basic Materials 0.5%