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Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565
13F Portfolio $1.1B AUM 231 positions Filed Jul 24, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 42 New 93 Added 54 Reduced 31 Exited
Page 6 of 10  ·  195 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 ANET ARISTA NETWORKS INC Technology 4,650.0 $790K 0.07% NEW $169.88 +11.0%
102 COPX GLOBAL X FDS 10,089.0 $777K 0.07% NEW $76.97 +22.9%
103 HSBC HSBC HLDGS PLC Financial Services 8,035.0 $764K 0.07% -2K -18.0% $95.09 +9.5%
104 NSC NORFOLK SOUTHN CORP Industrials 2,421.0 $762K 0.07% NEW $314.59 +11.5%
105 NVS NOVARTIS AG Healthcare 4,853.0 $761K 0.07% -2K -32.5% $156.72 +1.4%
106 XLV SELECT SECTOR SPDR TR 4,758.0 $755K 0.07% NEW $158.66 +10.1%
107 FANG DIAMONDBACK ENERGY INC Energy 4,233.0 $744K 0.07% NEW $175.78 +19.9%
108 DLR DIGITAL RLTY TR INC Real Estate 4,015.0 $721K 0.07% NEW $179.58 +6.1%
109 TSLA TESLA INC Consumer Cyclical 1,384.0 $582K 0.05% -3K -67.6% $420.60 -13.7%
110 META META PLATFORMS INC Communication Services 927.0 $522K 0.05% -5K -85.5% $563.29 -2.4%
111 SMH VANECK ETF TRUST 753.0 $494K 0.04% NEW $655.89 -14.6%
112 ETN EATON CORP PLC Industrials 1,152.0 $491K 0.04% NEW $426.12 -1.6%
113 PANW PALO ALTO NETWORKS INC Technology 1,416.0 $483K 0.04% -3K -68.3% $341.02 +4.9%
114 CTVA CORTEVA INC Basic Materials 5,660.0 $479K 0.04% NEW $84.69 -3.4%
115 MU MICRON TECHNOLOGY INC Technology 413.0 $477K 0.04% NEW $1154.29 -16.2%
116 IBM INTERNATIONAL BUSINESS MACHS Technology 1,695.0 $477K 0.04% -2K -58.3% $281.21 -16.2%
117 GLW CORNING INC Technology 1,837.0 $469K 0.04% -657.0 -26.3% $255.43 -41.4%
118 SNDK SANDISK CORP Technology 152.0 $346K 0.03% NEW $2273.73 -29.8%
119 ASML ASML HLDG NV Technology 145.0 $288K 0.03% +17.0 +13.3% $1989.44 -11.3%
120 WMB WILLIAMS COS INC Energy 3,141.0 $234K 0.02% -13K -81.1% $74.34 -5.2%
Page 6 of 10  ·  195 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.5%
Financial Services 20.8%
Industrials 12.2%
Communication Services 11.4%
Real Estate 9.0%
Consumer Cyclical 6.5%
Healthcare 5.5%
Consumer Defensive 4.2%
Energy 3.5%
Basic Materials 0.5%