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Portfolio (Quarterly) Guide ↗

SMH CAPITAL ADVISORS INC

· CIK 0001180391
13F Portfolio $26M AUM 54 positions Filed Aug 13, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 21 New 33 Added
Page 2 of 3  ·  54 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 ADX ADAMS DIVERSIFIED EQUITY FD Financial Services 13,282.0 $339K 1.33% +13K +4511.8% $25.55 +1.1%
22 RWAY RUNWAY GROWTH FINANCE CORP Financial Services 56,770.0 $318K 1.25% NEW $5.61 +17.6%
23 EZPW EZCORP INC Financial Services 9,142.0 $316K 1.24% +9K +3840.5% $34.57 -16.8%
24 CSQ CALAMOS STRATEGIC TOTAL RETU Financial Services 15,250.0 $314K 1.23% +15K +5927.7% $20.56 +0.6%
25 NXDT NEXPOINT DIVERSIFIED REL ET Financial Services 59,797.0 $310K 1.22% +60K +10000.0% $5.19 +8.9%
26 VIRTUS EQUITY & CONV INCM FD 10,998.0 $295K 1.16% +11K +4264.3% $26.86
27 GDV GABELLI DIVID & INCOME TR Financial Services 9,399.0 $276K 1.08% +9K +3752.1% $29.40 +2.5%
28 EVT EATON VANCE TAX ADVT DIV INC Financial Services 9,347.0 $259K 1.01% +9K +4129.4% $27.68 +4.4%
29 QQQ INVESCO QQQ TR Financial Services 349.0 $257K 1.01% +148.0 +73.6% $735.75 -3.4%
30 AWF ALLIANCEBERNSTEIN GLOBAL HIG Financial Services 24,789.0 $255K 1.00% +25K +9855.4% $10.30 -1.6%
31 HYT BLACKROCK CORPOR HI YLD FD I Financial Services 27,372.0 $234K 0.92% +27K +10000.0% $8.56 -3.3%
32 DKS DICKS SPORTING GOODS INC Consumer Cyclical 1,027.0 $233K 0.91% +624.0 +154.8% $226.81 -20.9%
33 HTD HANCOCK JOHN TAX-ADVANTAGED Financial Services 9,128.0 $233K 0.91% +9K +4106.4% $25.49 -0.1%
34 CGBD CARLYLE SECURED LENDING INC Financial Services 21,946.0 $231K 0.91% +22K +8968.6% $10.53 +7.6%
35 BTZ BLACKROCK CR ALLOCATION Financial Services 22,212.0 $227K 0.89% +22K +9860.5% $10.22 -0.0%
36 APOS APOLLO GLOBAL MGMT INC Financial Services 1,898.0 $225K 0.88% +2K +799.5% $118.28 -78.5%
37 BLUE OWL CAPITAL CORPORATION 20,049.0 $218K 0.85% NEW $10.87
38 BXSL BLACKSTONE SECD LENDING FD Financial Services 8,662.0 $205K 0.81% NEW $23.71 +4.0%
39 PSBD PALMER SQUARE CAPITAL BDC IN Financial Services 19,447.0 $203K 0.79% NEW $10.42 -1.7%
40 SLRC SLR INVESTMENT CORP Financial Services 15,714.0 $194K 0.76% NEW $12.37 +1.7%
Page 2 of 3  ·  54 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 78.8%
Real Estate 13.3%
Energy 4.7%
Consumer Cyclical 3.2%