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Portfolio (Quarterly) Guide ↗

SMH CAPITAL ADVISORS INC

· CIK 0001180391
13F Portfolio $26M AUM 54 positions Filed Aug 13, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 21 New 33 Added
Page 1 of 3  ·  54 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 TRIN TRINITY CAP INC Financial Services 170,293.0 $3.0M 11.94% +168K +6665.7% $17.89 +1.3%
2 CSWC CAPITAL SOUTHWEST CORP Financial Services 80,072.0 $1.9M 7.46% +78K +4520.4% $23.77 +3.3%
3 VICI VICI PPTYS INC Real Estate 53,471.0 $1.4M 5.57% +52K +3905.3% $26.55 -0.8%
4 ALPHATEC HLDGS INC 1,453,000.0 $1.4M 5.42% +1.5M +10000.0% $0.95
5 MAIN MAIN STR CAP CORP Financial Services 21,907.0 $1.1M 4.46% +21K +2090.7% $51.88 +12.3%
6 SM SM ENERGY COMPANY Energy 37,399.0 $976K 3.83% +36K +3102.0% $26.10 +41.8%
7 HTGC HERCULES CAPITAL INC Financial Services 59,466.0 $938K 3.68% +59K +9696.7% $15.77 +7.3%
8 CAPITAL SOUTHWEST CORP 883,000.0 $918K 3.60% +871K +7505.5% $1.04
9 OWL BLUE OWL CAPITAL INC Financial Services 102,489.0 $897K 3.52% +102K +10000.0% $8.75 +34.3%
10 CG CARLYLE GROUP INC Financial Services 18,627.0 $784K 3.08% +18K +1944.7% $42.11 +17.1%
11 WISDOMTREE INC 496,000.0 $747K 2.93% +495K +10000.0% $1.51
12 IIPR INNOVATIVE INDL PPTYS INC Real Estate 10,000.0 $620K 2.43% +10K +3981.6% $61.98 -9.2%
13 RITM RITHM CAPITAL CORP Real Estate 65,630.0 $616K 2.42% +65K +10000.0% $9.39 +9.8%
14 SPY STATE STR SPDR S&P 500 ETF T Financial Services 806.0 $602K 2.36% +273.0 +51.2% $746.99 +3.0%
15 ARCC ARES CAPITAL CORP Financial Services 25,003.0 $463K 1.82% NEW $18.53 +6.9%
16 VWO VANGUARD INTL EQUITY INDEX F 7,688.0 $459K 1.80% +7K +1752.5% $59.69 +0.0%
17 EFA ISHARES TR 4,282.0 $445K 1.74% +4K +934.3% $103.88 +3.3%
18 F FORD MTR CO Consumer Cyclical 31,278.0 $435K 1.70% NEW $13.90 +4.2%
19 LYFT INC 390,000.0 $408K 1.60% +390K +10000.0% $1.05
20 WT WISDOMTREE INC Financial Services 21,888.0 $371K 1.45% +22K +7859.3% $16.94 +35.0%
Page 1 of 3  ·  54 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 78.8%
Real Estate 13.3%
Energy 4.7%
Consumer Cyclical 3.2%