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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2019 · All 1407 New 1 Added 3 Exited
Page 29 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 CSWC CAPITAL SOUTHWEST CORP Financial Services 98,619.0 $2.3M 0.04% NEW $23.77 +3.3%
562 ESS ESSEX PPTY TR INC Real Estate 8,009.0 $2.3M 0.04% NEW $291.59 -1.5%
563 SCD LMP CAP & INCOME FD INC Financial Services 148,994.0 $2.3M 0.04% NEW $15.65 +1.0%
564 ENLIGHT RENEWABLE ENERGY LTD 26,099.0 $2.3M 0.04% NEW $89.02
565 PTEN PATTERSON-UTI ENERGY INC Energy 252,220.0 $2.3M 0.04% NEW $9.18 +31.4%
566 INVH INVITATION HOMES INC Real Estate 76,359.0 $2.3M 0.04% NEW $30.21 -0.0%
567 NTES NETEASE COM INC Technology 17,957.0 $2.3M 0.04% NEW $128.14 -0.7%
568 E ENI SPA Energy 49,094.0 $2.3M 0.04% NEW $46.86 +19.4%
569 IX ORIX CORP Financial Services 60,348.0 $2.3M 0.04% NEW $38.04 -1.4%
570 SHW SHERWIN WILLIAMS CO Basic Materials 6,656.0 $2.3M 0.04% NEW $344.32 +2.7%
571 DECK DECKERS OUTDOOR CORP Consumer Cyclical 22,670.0 $2.3M 0.03% NEW $99.29 -7.8%
572 AYI ACUITY INC Industrials 5,902.0 $2.2M 0.03% NEW $376.66 -7.4%
573 CLX CLOROX CO DEL Consumer Defensive 23,139.0 $2.2M 0.03% NEW $95.44 +13.1%
574 MMM 3M CO Industrials 13,603.0 $2.2M 0.03% NEW $161.91 +11.5%
575 PEN PENUMBRA INC Healthcare 6,952.0 $2.2M 0.03% NEW $315.75 +3.5%
576 SLB SLB LIMITED Energy 47,110.0 $2.2M 0.03% NEW $46.49 +15.2%
577 AWR AMER STATES WTR CO Utilities 26,316.0 $2.2M 0.03% NEW $82.63 +7.9%
578 WEC WEC ENERGY GROUP INC Utilities 18,587.0 $2.2M 0.03% NEW $116.77 -6.4%
579 ARI APOLLO COML REAL ESTATE FIN Real Estate 202,204.0 $2.2M 0.03% NEW $10.68 -35.4%
580 GPK GRAPHIC PACKAGING HLDG CO Consumer Cyclical 204,156.0 $2.2M 0.03% NEW $10.57 +7.9%
Page 29 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%