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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2019 · All 1407 New 1 Added 3 Exited
Page 52 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 ENPH ENPHASE ENERGY INC Energy 8,602.0 $424K 0.01% NEW $49.24 -20.0%
1022 KNX KNIGHT-SWIFT TRANSN HLDGS IN Industrials 5,414.0 $422K 0.01% NEW $77.87 -10.4%
1023 ON ON SEMICONDUCTOR CORP Technology 4,453.0 $421K 0.01% NEW $94.54 -19.0%
1024 EMERA INC 7,906.0 $419K 0.01% NEW $53.02
1025 KKR KKR & CO INC Financial Services 4,518.0 $415K 0.01% NEW $91.78 +20.4%
1026 NVMI NOVA LTD Technology 763.0 $414K 0.01% NEW $542.94 -29.0%
1027 SUNB SUNBELT RENTALS HOLDINGS INC Financial Services 5,529.0 $414K 0.01% NEW $74.81 +6.7%
1028 SKYT SKYWATER TECHNOLOGY INC Technology 11,831.0 $412K 0.01% NEW $34.82 -6.8%
1029 TFC TRUIST FINL CORP Financial Services 8,203.0 $409K 0.01% NEW $49.82 +2.3%
1030 TENB TENABLE HLDGS INC Technology 11,002.0 $406K 0.01% NEW $36.88 -4.3%
1031 DEO DIAGEO PLC Consumer Defensive 4,983.0 $401K 0.01% NEW $80.38 +15.6%
1032 IPI INTREPID POTASH INC Basic Materials 12,200.0 $400K 0.01% NEW $32.78 +12.8%
1033 KEY KEYCORP Financial Services 17,333.0 $400K 0.01% NEW $23.05 -4.1%
1034 SAIL SAILPOINT INC Technology 27,244.0 $399K 0.01% NEW $14.64 +31.1%
1035 RELX RELX PLC Communication Services 12,534.0 $397K 0.01% NEW $31.67 +10.8%
1036 MWA MUELLER WTR PRODS INC Industrials 15,367.0 $397K 0.01% NEW $25.83 -2.1%
1037 VRNS VARONIS SYS INC Technology 9,424.0 $395K 0.01% NEW $41.96 +0.8%
1038 TAK TAKEDA PHARMACEUTICAL CO LTD Healthcare 24,309.0 $390K 0.01% NEW $16.03 +14.4%
1039 TR TOOTSIE ROLL INDS INC Consumer Defensive 9,843.0 $389K 0.01% NEW $39.55 +4.3%
1040 ALKS ALKERMES PLC Healthcare 7,425.0 $389K 0.01% NEW $52.40 -4.2%
Page 52 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%