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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2019 · All 1407 New 1 Added 3 Exited
Page 53 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1041 AFRM AFFIRM HLDGS INC Technology 4,685.0 $382K 0.01% NEW $81.55 -9.8%
1042 SSNC SS&C TECH HLDGS Technology 6,074.0 $377K 0.01% NEW $62.05 +29.8%
1043 OKLO OKLO INC Utilities 7,190.0 $376K 0.01% NEW $52.33 -21.0%
1044 TLK TELEKOMUNIKASI IND Communication Services 27,771.0 $373K 0.01% NEW $13.43 +8.8%
1045 ROKU ROKU INC Communication Services 2,693.0 $372K 0.01% NEW $138.14 +14.2%
1046 SE SEA LTD Consumer Cyclical 3,867.0 $371K 0.01% NEW $95.83 +21.3%
1047 MFA MFA FINL INC Real Estate 37,903.0 $367K 0.01% NEW $9.69 -7.1%
1048 TTWO TAKE-TWO INTERACTIVE SOFTWAR Communication Services 1,460.0 $365K 0.01% NEW $249.98 -3.0%
1049 TU TELUS CORPORATION Communication Services 34,255.0 $362K 0.01% NEW $10.57 -8.5%
1050 AGRO ADECOAGRO S A Consumer Defensive 37,241.0 $356K 0.01% NEW $9.55 +2.7%
1051 ENTG ENTEGRIS INC Technology 1,973.0 $355K 0.01% NEW $179.86 -16.5%
1052 ZBRA ZEBRA TECHNOLOGIES CORPORATI Technology 1,343.0 $354K 0.01% NEW $263.26 +39.2%
1053 CHKP CHECK POINT SOFTWARE TECH LT Technology 2,680.0 $352K 0.01% NEW $131.43 -0.9%
1054 QLYS QUALYS INC Technology 2,538.0 $349K 0.01% NEW $137.49 +36.7%
1055 MTB M & T BK CORP Financial Services 1,454.0 $346K 0.01% NEW $238.01 +5.7%
1056 NTCT NETSCOUT SYS INC Technology 7,900.0 $344K 0.01% NEW $43.55 -10.6%
1057 OTEX OPEN TEXT CORP Technology 15,404.0 $341K 0.01% NEW $22.15 +9.1%
1058 HSAI HESAI GROUP Consumer Cyclical 18,657.0 $340K 0.01% NEW $18.22 -6.1%
1059 PRCT PROCEPT BIOROBOTICS CORP Healthcare 15,050.0 $340K 0.01% NEW $22.58 -5.6%
1060 RDY DR REDDYS LABS LTD Healthcare 23,253.0 $337K 0.01% NEW $14.49 -16.1%
Page 53 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%