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Portfolio (Quarterly) Guide ↗

Westend Capital Management, LLC

· CIK 0001331997
13F Portfolio $357M AUM 238 positions Filed Jan 15, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 29 New 52 Added 21 Reduced 45 Exited
Page 2 of 12  ·  238 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 ROK ROCKWELL AUTOMATION INC COM Industrials 26,248.0 $10.2M 2.86% +213.0 +0.8% $389.07 +17.3%
22 PATH UIPATH INC CL A Technology 547,404.0 $9.0M 2.51% NEW $16.39 -28.0%
23 NFLX NETFLIX INC COM Communication Services 72,085.0 $6.8M 1.89% +58K +403.8% $93.76 -8.0%
24 AGNC AMERICAN CAPITAL AGENCY CORP. Real Estate 141,620.0 $1.5M 0.42% -2K -1.3% $10.72 -2.1%
25 XOM EXXON MOBIL CORP COM Energy 11,014.0 $1.3M 0.37% $120.34 +22.8%
26 ADVISORSHARES MSOS DAILY LEVERAGED ETF 168,500.0 $755K 0.21% NEW $4.48
27 BERKSHIRE HATHAWAY INC DEL CL A 1.0 $755K 0.21% $754800.00
28 TLRY TILRAY BRANDS INC COM Healthcare 81,500.0 $736K 0.21% NEW $9.03 -37.4%
29 QYLD GLOBAL X NASDAQ 100 COVERED CALL ETF 33,805.0 $597K 0.17% $17.67 +2.2%
30 NVDY YIELDMAX NVDA OPTION INCOME STRATEGY ETF 38,736.0 $566K 0.16% -1K -2.6% $14.61 -7.6%
31 JEPQ JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF 8,900.0 $517K 0.14% -100.0 -1.1% $58.12 +4.9%
32 COST COSTCO WHOLESALE CORP Consumer Defensive 566.0 $488K 0.14% +226.0 +66.5% $862.34 +16.0%
33 TPC TUTOR PERINI CORP COM Industrials 7,218.0 $484K 0.14% -7K -50.5% $67.02 +9.8%
34 STAG STAG INDL INC COM Real Estate 11,329.0 $416K 0.12% NEW $36.76 +4.4%
35 GVA GRANITE CONSTR INC COM Industrials 3,267.0 $377K 0.11% -175.0 -5.1% $115.35 +21.0%
36 MSFT MICROSOFT Technology 707.0 $342K 0.10% +582.0 +465.6% $483.71 -12.0%
37 MOAT VANECK MORNINGSTAR WIDE MOAT ETF 3,277.0 $339K 0.10% $103.56 -0.5%
38 SAN BANCO SANTANDER CENT HISP Financial Services 24,828.0 $291K 0.08% $11.73 +5.8%
39 GILD GILEAD SCIENCES INC COM Healthcare 2,271.0 $279K 0.08% $122.74 +10.2%
40 EATON VANCE TAX-MANAGED BUY- W COM 18,867.0 $271K 0.08% $14.36
Page 2 of 12  ·  238 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Industrials 31.5%
Energy 14.6%
Financial Services 12.0%
Technology 9.6%
Healthcare 9.2%
Basic Materials 9.0%
Consumer Cyclical 7.5%
Communication Services 5.7%
Real Estate 0.7%
Consumer Defensive 0.3%