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Portfolio (Quarterly) Guide ↗

PRELUDE CAPITAL MANAGEMENT, LLC

· CIK 0001387508
13F Portfolio $1.3B AUM 1,176 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 423 New 336 Added 342 Reduced 507 Exited
Page 3 of 59  ·  1,176 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 AES AES CORP Utilities 378,027.0 $5.3M 0.41% +159K +72.5% $14.09 +2.7%
42 MSFT MICROSOFT CORP Technology 14,269.0 $5.3M 0.40% +6K +75.9% $370.14 +10.6%
43 TPH TRI POINTE HOMES INC Consumer Cyclical 112,253.0 $5.2M 0.40% NEW $46.73 +0.5%
44 IHS IHS HOLDING LIMITED Communication Services 632,256.0 $5.2M 0.40% NEW $8.23 -0.1%
45 CNC CENTENE CORP DEL Healthcare 158,812.0 $5.2M 0.40% +40K +33.8% $32.74 +79.3%
46 NATL NCR ATLEOS CORPORATION Technology 118,919.0 $5.2M 0.40% +40K +50.8% $43.58 +3.4%
47 XLE SELECT SECTOR SPDR TR 84,423.0 $5.2M 0.40% NEW $61.26 -2.9%
48 TGT TARGET CORP Consumer Defensive 42,132.0 $5.1M 0.39% +3K +7.1% $121.20 +1.6%
49 SGOV ISHARES TR 49,800.0 $5.0M 0.38% NEW $100.66 -0.1%
50 AXTI AXT INC Technology 87,092.0 $5.0M 0.38% NEW $56.98 +117.2%
51 TPB TURNING PT BRANDS INC Consumer Defensive 56,777.0 $4.9M 0.38% +7K +13.1% $86.79 +5.1%
52 PGEN PRECIGEN INC Healthcare 1,270,053.0 $4.9M 0.38% +620K +95.4% $3.87 +18.9%
53 UPS UNITED PARCEL SVCS INC Industrials 49,144.0 $4.8M 0.37% +20K +69.8% $98.38 +0.0%
54 TWO HARBORS INVENTMENT CORPO 423,103.0 $4.8M 0.37% NEW $11.42
55 TALK TALKSPACE INC Healthcare 924,664.0 $4.8M 0.37% NEW $5.17 +0.3%
56 CROX CROCS INC Consumer Cyclical 56,743.0 $4.7M 0.36% NEW $83.02 +17.0%
57 TEVA TEVA PHARMACEUTICAL INDS LTD Healthcare 154,970.0 $4.7M 0.36% +54K +52.7% $30.12 +17.2%
58 ETON PHARMACEUTICALS INC 188,802.0 $4.7M 0.36% +143K +316.6% $24.68
59 XOP SPDR SERIES TRUST 25,343.0 $4.6M 0.35% NEW $181.83 -4.2%
60 CPRI CAPRI HOLDINGS LIMITED Consumer Cyclical 260,805.0 $4.6M 0.35% +84K +47.9% $17.62 -0.6%
Page 3 of 59  ·  1,176 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Healthcare 15.0%
Consumer Cyclical 10.9%
Financial Services 10.6%
Industrials 10.2%
Communication Services 8.5%
Energy 5.8%
Consumer Defensive 4.3%
Real Estate 3.7%
Basic Materials 2.8%