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Portfolio (Quarterly) Guide ↗

RIVERNORTH CAPITAL MANAGEMENT, LLC

· CIK 0001447578
13F Portfolio $2.0B AUM 542 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 200 New 43 Added 66 Reduced 135 Exited
Page 3 of 4  ·  66 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 CXE MFS HIGH INCOME MUN TR Financial Services 922,762.0 $3.4M 0.17% -22K -2.3% $3.71 +0.2%
42 NEW PROVIDENCE ACQUISITION C 324,999.0 $3.3M 0.17% -22K -6.5% $10.26
43 GLV CLOUGH GLOBAL DIVID & INCOME Financial Services 533,078.0 $3.2M 0.16% -4K -0.8% $5.92 +6.2%
44 RAAQ REAL ASSET ACQUISITION CORP Financial Services 250,000.0 $2.6M 0.13% -148K -37.1% $10.50 +9.1%
45 BINC BLACKROCK ETF TRUST II 47,424.0 $2.5M 0.12% -248K -83.9% $51.93 +0.3%
46 IPCX INFLECTION PT ACQUISITION CO Financial Services 234,375.0 $2.4M 0.12% -14K -5.7% $10.22 +0.8%
47 PHK PIMCO HIGH INCOME FD Financial Services 447,813.0 $2.1M 0.10% -142K -24.1% $4.63 -2.8%
48 DLY DOUBLELINE YIELD OPPORTUNITI Financial Services 146,139.0 $2.0M 0.10% -410K -73.7% $13.92 -0.1%
49 A PARADISE ACQUISITION CORP 199,512.0 $2.0M 0.10% -50K -20.0% $10.17
50 D. BORAL ARC ACQ I CORP. 199,512.0 $2.0M 0.10% -50K -20.0% $10.12
51 GIGCAPITAL7 CORP 185,130.0 $2.0M 0.10% -20K -9.8% $10.65
52 SWZ TOTAL RETURN SECURITIES FUND Financial Services 331,019.0 $2.0M 0.10% -106K -24.3% $5.93 +0.3%
53 DAAQ DIGITAL ASSET ACQUISITION CO Financial Services 187,596.0 $1.9M 0.10% -11K -5.7% $10.24 +0.7%
54 AEF ABRDN EMERGING MARKETS EX CH Financial Services 252,729.0 $1.8M 0.09% -14K -5.3% $7.29 +25.7%
55 BLACKROCK INCOME TR INC 154,493.0 $1.6M 0.08% -703K -82.0% $10.57
56 DSL DOUBLELINE INCOME SOLUTIONS Financial Services 148,258.0 $1.6M 0.08% -603K -80.3% $10.83 -0.7%
57 HORIZON SPACE ACQUISITION II 130,000.0 $1.4M 0.07% -462K -78.1% $10.53
58 DMB BNY MELLON MUN BD INFRASTRUC Financial Services 122,649.0 $1.3M 0.07% -262K -68.1% $10.54 +2.9%
59 SPE SPECIAL OPPORTUNITIES FD INC Financial Services 82,069.0 $1.1M 0.06% -21K -20.7% $13.76 +3.1%
60 BSL BLACKSTONE SENI FLTN RAT 202 Financial Services 77,909.0 $1.0M 0.05% -1K -1.3% $12.95 +1.7%
Page 3 of 4  ·  66 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 97.7%
Technology 1.6%
Real Estate 0.7%