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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 14 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 IGM ISHARES TR 10,823.0 $1.4M 0.04% +2K +21.2% $129.16 +18.4%
262 FMAG FIDELITY COVINGTON TRUST 40,846.0 $1.4M 0.04% +2K +6.1% $34.13 +5.0%
263 DAL DELTA AIR LINES INC DEL Industrials 20,040.0 $1.4M 0.04% +1K +7.2% $69.40 +1.2%
264 MPC MARATHON PETE CORP Energy 8,500.0 $1.4M 0.04% +165.0 +2.0% $162.62 +56.8%
265 COLO GLOBAL X FDS 36,794.0 $1.4M 0.04% +9K +30.3% $37.47 -2.5%
266 EBAY EBAY INC. Consumer Cyclical 15,655.0 $1.4M 0.04% +3K +21.8% $87.10 +33.3%
267 UTG REAVES UTIL INCOME FD Financial Services 36,948.0 $1.4M 0.04% +5K +15.6% $36.58 +11.6%
268 FRT FEDERAL RLTY INVT TR NEW Real Estate 13,405.0 $1.4M 0.04% +295.0 +2.2% $100.80 +12.3%
269 IBHI ISHARES TR 56,822.0 $1.3M 0.04% +13K +28.2% $23.63 -1.4%
270 IGLD FIRST TR EXCHANGE-TRADED FD 53,472.0 $1.3M 0.04% +6K +12.1% $25.05 -3.7%
271 CWS ADVISORSHARES TR 18,976.0 $1.3M 0.04% +15K +442.9% $69.18 -2.6%
272 XSMO INVESCO EXCHANGE TRADED FD T 18,202.0 $1.3M 0.04% +2K +9.8% $72.01 +16.8%
273 WEC WEC ENERGY GROUP INC Utilities 12,338.0 $1.3M 0.04% +546.0 +4.6% $105.72 +3.3%
274 VTEB VANGUARD MUN BD FDS 25,864.0 $1.3M 0.04% +4K +17.2% $50.29 -0.9%
275 SPGP INVESCO EXCHANGE TRADED FD T 22,782.0 $1.3M 0.04% +3K +15.0% $57.04 +104.0%
276 PSX PHILLIPS 66 Energy 9,958.0 $1.3M 0.04% +299.0 +3.1% $129.36 +36.2%
277 HAWX ISHARES TR 32,531.0 $1.3M 0.04% +3K +10.2% $39.48 +11.2%
278 SRPT SAREPTA THERAPEUTICS INC Healthcare 58,545.0 $1.3M 0.04% +36K +163.2% $21.52 -18.4%
279 SKYY FIRST TR EXCHANGE TRADED FD 9,670.0 $1.3M 0.04% +71.0 +0.7% $130.08 -0.6%
280 IETC ISHARES U S ETF TR 12,351.0 $1.3M 0.04% +258.0 +2.1% $101.59 +4.8%
Page 14 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%