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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 15 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 NXTG FIRST TR EXCHANGE-TRADED FD 11,585.0 $1.2M 0.03% +547.0 +5.0% $107.77 +32.6%
282 JANW AIM ETF PRODUCTS TRUST 32,857.0 $1.2M 0.03% +744.0 +2.3% $37.01 +3.5%
283 AOR ISHARES TR 18,668.0 $1.2M 0.03% +3K +17.1% $65.01 +4.9%
284 ADP AUTOMATIC DATA PROCESSING IN Industrials 4,717.0 $1.2M 0.03% +83.0 +1.8% $257.24 -13.3%
285 OLED UNIVERSAL DISPLAY CORP Technology 10,390.0 $1.2M 0.03% +103.0 +1.0% $116.50 -20.5%
286 FIRST TR EXCHANGE TRADED FD 58,097.0 $1.2M 0.03% +33K +128.2% $20.82
287 OKE ONEOK INC NEW Energy 16,313.0 $1.2M 0.03% +1K +9.2% $73.50 +25.6%
288 USTB VICTORY PORTFOLIOS II 23,130.0 $1.2M 0.03% +895.0 +4.0% $50.84 -0.7%
289 GM GENERAL MTRS CO Consumer Cyclical 14,384.0 $1.2M 0.03% +780.0 +5.7% $81.32 -7.9%
290 EPD ENTERPRISE PRODS PARTNERS L Energy 35,645.0 $1.1M 0.03% +2K +5.4% $32.06 +22.4%
291 HTGC HERCULES CAPITAL INC Financial Services 59,352.0 $1.1M 0.03% +7K +13.2% $18.82 -17.5%
292 BBHY J P MORGAN EXCHANGE TRADED F 23,910.0 $1.1M 0.03% +2K +6.9% $46.50 -1.5%
293 ROP ROPER TECHNOLOGIES INC Industrials 2,482.0 $1.1M 0.03% +459.0 +22.7% $446.81 -28.2%
294 SHLD GLOBAL X FDS 16,946.0 $1.1M 0.03% +1K +7.1% $64.80 -1.8%
295 EWZ ISHARES INC 34,389.0 $1.1M 0.03% +10K +40.0% $31.88 +15.3%
296 BFH BREAD FINANCIAL HOLDINGS INC Financial Services 14,828.0 $1.1M 0.03% +2K +16.4% $73.90 +16.3%
297 MELI MERCADOLIBRE INC Consumer Cyclical 542.0 $1.1M 0.03% +376.0 +226.5% $2015.76 -23.3%
298 CVS CVS HEALTH CORP Healthcare 13,759.0 $1.1M 0.03% +863.0 +6.7% $79.36 +20.8%
299 AFL AFLAC INC Financial Services 9,831.0 $1.1M 0.03% +96.0 +1.0% $110.64 +7.3%
300 BNOV INNOVATOR ETFS TRUST 24,451.0 $1.1M 0.03% +432.0 +1.8% $44.46 +5.8%
Page 15 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%