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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 25 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 SCHA SCHWAB STRATEGIC TR 11,736.0 $334K 0.01% +1K +13.7% $28.48 +13.5%
482 NVO NOVO-NORDISK A S Healthcare 6,557.0 $333K 0.01% +927.0 +16.5% $50.86 -12.9%
483 XPH SPDR SERIES TRUST 5,945.0 $333K 0.01% +108.0 +1.9% $56.01 -0.2%
484 ISTB ISHARES TR 6,786.0 $331K 0.01% +361.0 +5.6% $48.75 -1.3%
485 BBRE J P MORGAN EXCHANGE TRADED F 3,562.0 $330K 0.01% +266.0 +8.1% $92.59 +12.0%
486 SJM SMUCKER J M CO Consumer Defensive 3,366.0 $329K 0.01% +329.0 +10.8% $97.81 +5.0%
487 GUNR FLEXSHARES TR 7,165.0 $329K 0.01% +836.0 +13.2% $45.85 +19.8%
488 HSY HERSHEY CO Consumer Defensive 1,806.0 $328K 0.01% +132.0 +7.9% $181.88 +4.5%
489 SCCO SOUTHERN COPPER CORP Basic Materials 2,282.0 $327K 0.01% +265.0 +13.1% $143.50 +19.9%
490 STZ CONSTELLATION BRANDS INC Consumer Defensive 2,458.0 $325K 0.01% +95.0 +4.0% $132.28 +10.0%
491 AOD ABRDN TOTAL DYNAMIC DIVIDEND Financial Services 33,234.0 $324K 0.01% +3K +11.4% $9.75 +6.4%
492 SUSB ISHARES TR 12,765.0 $322K 0.01% +132.0 +1.0% $25.24 -1.3%
493 BIP BROOKFIELD INFRAST PARTNERS Utilities 9,250.0 $321K 0.01% +58.0 +0.6% $34.74 +9.9%
494 PNOV INNOVATOR ETFS TRUST 7,620.0 $318K 0.01% +740.0 +10.8% $41.78 +4.9%
495 ARKG ARK ETF TR 10,812.0 $313K 0.01% +3K +39.7% $28.97 -2.9%
496 NNN NNN REIT INC Real Estate 7,737.0 $307K 0.01% +540.0 +7.5% $39.63 +11.6%
497 DG DOLLAR GEN CORP NEW Consumer Defensive 2,319.0 $306K 0.01% +19.0 +0.8% $131.82 -21.1%
498 LIVE LIVE VENTURES INC Consumer Cyclical 20,649.0 $306K 0.01% +324.0 +1.6% $14.80 -37.8%
499 ABR ARBOR REALTY TRUST INC Real Estate 39,326.0 $305K 0.01% +16K +66.7% $7.76 -20.8%
500 DFAS DIMENSIONAL ETF TRUST 6,577.0 $305K 0.01% +521.0 +8.6% $46.38 +63.6%
Page 25 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%