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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 28 of 29  ·  564 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 CQP CHENIERE ENERGY PARTNERS LP Energy 4,219.0 $226K 0.01% +70.0 +1.7% $53.47 +18.5%
542 QFLR INNOVATOR ETFS TRUST 6,551.0 $225K 0.01% +200.0 +3.1% $34.28 +4.3%
543 HMOP HARTFORD FDS EXCHANGE TRADED 5,705.0 $223K 0.01% +49.0 +0.9% $39.11 -0.6%
544 IYK ISHARES TR 3,315.0 $222K 0.01% +17.0 +0.5% $66.91 +8.6%
545 UTF COHEN & STEERS INFRASTRUCTUR Financial Services 9,131.0 $220K 0.01% +223.0 +2.5% $24.11 +10.6%
546 FSEP FIRST TR EXCHNG TRADED FD VI 4,161.0 $215K 0.01% +55.0 +1.3% $51.56 +5.3%
547 MORT VANECK ETF TRUST 20,288.0 $213K 0.01% +3K +17.3% $10.51 -4.1%
548 BCI ABRDN ETFS 10,881.0 $213K 0.01% +1K +10.3% $19.53 +30.6%
549 TPL TEXAS PACIFIC LAND CORPORATI Energy 635.0 $205K 0.01% +355.0 +126.8% $322.06 +19.3%
550 BUFZ FIRST TR EXCHNG TRADED FD VI 18,811.0 $199K 0.01% +6K +50.5% $10.57 +161.3%
551 DIV GLOBAL X FDS 10,665.0 $185K 0.01% +156.0 +1.5% $17.32 +10.7%
552 NWL NEWELL BRANDS INC Consumer Defensive 48,100.0 $179K 0.01% +7K +17.4% $3.72 +2.1%
553 LUNR INTUITIVE MACHINES INC Industrials 10,947.0 $178K 0.01% +886.0 +8.8% $16.23 +123.5%
554 LAND GLADSTONE LD CORP Real Estate 17,826.0 $163K 0.01% +1K +7.0% $9.15 +3.7%
555 BIOHAVEN LTD 13,613.0 $154K 0.00% +1K +9.2% $11.29
556 HAFN HAFNIA LTD Industrials 28,800.0 $154K 0.00% +1K +4.3% $5.33 +64.4%
557 BEAT HEARTBEAM INC Healthcare 61,650.0 $148K 0.00% +19K +45.4% $2.40 -59.6%
558 RDW REDWIRE CORPORATION Industrials 17,079.0 $130K 0.00% +6K +50.3% $7.60 +77.9%
559 MARA MARA HOLDINGS INC Financial Services 11,924.0 $107K 0.00% +1K +12.4% $8.98 +32.6%
560 NIM NUVEEN SELECT MAT MUN FD Financial Services 10,900.0 $101K 0.00% +426.0 +4.1% $9.31 -1.0%
Page 28 of 29  ·  564 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%